"Halyk Bank of Kazakhstan", JSC
Second tier banks
14.05.2024
246200800000007
Sanctions and other administrative penalties
Warning
Punishment awarded:
Warning
The nature of a breach:
1. The execution of a payment and/or money transfer by an authorized bank for a foreign exchange transaction without the presentation of a foreign exchange contract or a foreign exchange contract with an assigned account number, while the presentation of such a foreign exchange contract is mandatory in accordance with the regulatory legal acts of the National Bank of the Republic of Kazakhstan.
Статья/пункты НПА, Статья КоАП:
1.
Статья: 210
Пункт: 1
-
Type of Enactments
1. Concerning observance of requirements of the foreign exchange legislation
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Halyk Bank of Kazakhstan", JSC
Second tier banks
14.05.2024
246200800000006
Sanctions and other administrative penalties
Warning
Punishment awarded:
Warning
The nature of a breach:
1. The execution of a payment and/or money transfer by an authorized bank for a foreign exchange transaction without the presentation of a foreign exchange contract or a foreign exchange contract with an assigned account number, while the presentation of such a foreign exchange contract is mandatory in accordance with the regulatory legal acts of the National Bank of the Republic of Kazakhstan.
Статья/пункты НПА, Статья КоАП:
1.
Статья: 210
Пункт: 1
-
Type of Enactments
1. Concerning observance of requirements of the foreign exchange legislation
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Halyk Bank of Kazakhstan", JSC
Second tier banks
14.05.2024
246200800000005
Sanctions and other administrative penalties
Warning
Punishment awarded:
Warning
The nature of a breach:
1. The execution of a payment and/or money transfer by an authorized bank for a foreign exchange transaction without the presentation of a foreign exchange contract or a foreign exchange contract with an assigned account number, while the presentation of such a foreign exchange contract is mandatory in accordance with the regulatory legal acts of the National Bank of the Republic of Kazakhstan.
Статья/пункты НПА, Статья КоАП:
1.
Статья: 210
Пункт: 1
-
Type of Enactments
1. Concerning observance of requirements of the foreign exchange legislation
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Halyk Bank of Kazakhstan", JSC
Second tier banks
14.05.2024
246200800000004
Sanctions and other administrative penalties
Warning
Punishment awarded:
Warning
The nature of a breach:
1. Conducting a payment and (or) transfer of money under a foreign exchange transaction by an authorized bank without presenting a foreign exchange agreement or a foreign exchange agreement with an assigned accounting number, when the presentation of such a foreign exchange agreement is mandatory in accordance with the regulatory legal acts of the National Bank of the Republic of Kazakhstan.
Статья/пункты НПА, Статья КоАП:
1.
Статья: 210
Пункт: 1
-
Type of Enactments
1. Concerning observance of requirements of the foreign exchange legislation
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
LLP "Тумар Exchange"
Authorized organization
03.09.2024
Sanctions and other administrative penalties
Fine imposed under administrative law
The nature of a breach:
Date of performance:
29.10.2024
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Алматинский городской филиал (Алматы)
"STATUS LOGISTICHESKIY" LLP
Authorized organization
17.09.2024
Supervisory response
Measures to improve financial condition and / or minimize risks (written prescription)
The nature of a breach:
Date of performance:
25.09.2024
Статья/пункты НПА, Статья КоАП:
1.
-
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Костанайский филиал (Костанай)
«Алем Exchange» LLP
Authorized organization
17.09.2024
Sanctions and other administrative penalties
Warning
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 218
Пункт: 7
-
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный филиал (Нур-Султан)
"Обменный пункт "Анна" LLP
Authorized organization
17.09.2024
247500800001042
Sanctions and other administrative penalties
Warning
The nature of a breach:
1. unreliable provision of a report on the movement of foreign currency and exchange transactions conducted through exchange offices for August 2022
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning observance of requirements of the foreign exchange legislation
Name of Regional Branch of National Bank of Kazakhstan / Department:
Алматинский городской филиал (Алматы)
"Kaspi Bank", JSC
Second tier banks
11.06.2024
Sanctions and other administrative penalties
Warning
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 218
Пункт: 7
-
Type of Enactments
1. Law of the Republic of Kazakhstan «On Currency Regulation and Currency Control»
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
Authorized organization
13.09.2024
Supervisory response
Measures to improve financial condition and / or minimize risks (written prescription)
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: Пункт 51
Пункт: 2
-
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный филиал (Нур-Султан)
