Authorized organization
05.10.2016
161500803000013
Sanctions and other administrative penalties
Warning
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 243
Пункт: 1
-
Type of Enactments
1. Concerning observance of requirements of the foreign exchange legislation
Name of Regional Branch of National Bank of Kazakhstan / Department:
Актюбинский филиал (Актобе)
Authorized organization
12.10.2016
161500803000012
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
424 200 тенге
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 252
Пункт: 4
-
Type of Enactments
1. Concerning observance of requirements of the foreign exchange legislation
Name of Regional Branch of National Bank of Kazakhstan / Department:
Актюбинский филиал (Актобе)
Authorized organization
18.10.2016
64-07-29/3686
Limited enforcement action
Written prescription
The nature of a breach:
1. пункты 19,51 Правил № 144; пункта 2 статьи 10 Закон Республики Казахстан О противодействии легализации (отмыванию) доходов, полученных преступным путем, и финансированию терроризма
Date of performance:
25.10.2016
Статья/пункты НПА, Статья КоАП:
1.
- Of the organization of exchange operations with cash foreign currency in the Republic of Kazakhstan, approved by the Resolution of the Board of the National Bank of the Republic of Kazakhstan dated July 16, 2014 No. 144
Type of Enactments
1. Concerning observance of requirements of the foreign exchange legislation
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный филиал (Нур-Султан)
«СКБ-Бакыт» LLP
Authorized organization
18.10.2016
58-07-29/3319
Limited enforcement action
Written warning
The nature of a breach:
1. The requirements of subparagraphs 4), 7) paragraph 36, paragraphs 40, 56 of the organization of foreign exchange operations with cash foreign currency in the Republic of Kazakhstan and of subparagraph 1 paragraph 5 of The Rules of the organization of protection of premises and equipment of banks and organizations carrying out certain types of banking operations
Date of performance:
26.10.2016
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning observance of requirements of the foreign exchange legislation
Name of Regional Branch of National Bank of Kazakhstan / Department:
Карагандинский филиал (Караганда)
"Муслим ата" LLP
Authorized organization
18.10.2016
165100803000040
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
169 680 тенге (80 МРП)
The nature of a breach:
1. violation of the laws of the Republic of Kazakhstan licensing standards, including inconsistency qualification requirements to licensed kinds of activity
Статья/пункты НПА, Статья КоАП:
1.
Статья: 464
Пункт: 1
- Violation of the laws of the Republic of Kazakhstan licensing standards, including inconsistency qualification requirements to licensed kinds of activity
Type of Enactments
1. Concerning observance of requirements of the foreign exchange legislation
Name of Regional Branch of National Bank of Kazakhstan / Department:
Южно-Казахстанский филиал (Шымкент)
LLP "Omega-Валют"
Authorized organization
19.10.2016
163100803000014
Sanctions and other administrative penalties
Warning
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 243
Пункт: 1
-
Type of Enactments
1. Concerning observance of requirements of the foreign exchange legislation
Name of Regional Branch of National Bank of Kazakhstan / Department:
Жамбылский филиал (Тараз)
«СКБ-Бакыт» LLP
Authorized organization
20.10.2016
163500803/000059
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
169680,00
The nature of a breach:
1. For violation of subparagraph 1) paragraph 5 of the Rules of organization and protection device of premises of banks and organizations carrying out certain types of banking operations
Статья/пункты НПА, Статья КоАП:
1.
Статья: 464
Пункт: 1
- The Code of Administrative Offenses
Type of Enactments
1. On requirenments for security and office space organization
Name of Regional Branch of National Bank of Kazakhstan / Department:
Карагандинский филиал (Караганда)
Authorized organization
21.10.2016
№64-07-29/3753
Limited enforcement action
Written prescription
The nature of a breach:
1. нарушение организации обменных операций с наличной иностранной валютой
Date of performance:
24.10.2016
Статья/пункты НПА, Статья КоАП:
1.
- Of the organization of exchange operations with cash foreign currency in the Republic of Kazakhstan, approved by the Resolution of the Board of the National Bank of the Republic of Kazakhstan dated July 16, 2014 No. 144
Type of Enactments
1. Concerning observance of requirements of the foreign exchange legislation
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный филиал (Нур-Султан)
«ФИНАНС-ТРАНЗИТ» LLP
Authorized organization
21.10.2016
163500803/000061
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
711851.00
The nature of a breach:
1. For violation of the Republic of Kazakhstan legislation concerning accounting and financial reporting
Статья/пункты НПА, Статья КоАП:
1.
Статья: 239
Пункт: 3
- Administrative Violations Code of the Republic of Kazakhstan
Type of Enactments
1. On compliance with accounting and financial reporting standards
Name of Regional Branch of National Bank of Kazakhstan / Department:
Карагандинский филиал (Караганда)
«ФИНАНС-ТРАНЗИТ» LLP
Authorized organization
21.10.2016
163500803/000060
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
169680
The nature of a breach:
1. violation of the laws of the Republic of Kazakhstan licensing standards, including inconsistency qualification requirements to licensed kinds of activity
Статья/пункты НПА, Статья КоАП:
1.
Статья: 464
Пункт: 1
- Violation of the laws of the Republic of Kazakhstan licensing standards, including inconsistency qualification requirements to licensed kinds of activity
Type of Enactments
1. Concerning observance of requirements of the foreign exchange legislation
Name of Regional Branch of National Bank of Kazakhstan / Department:
Карагандинский филиал (Караганда)
