Authorized organization
09.01.2020
б/н
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
212080
The nature of a breach:
1. violation of the laws of the Republic of Kazakhstan licensing standards, including inconsistency qualification requirements to licensed kinds of activity
Статья/пункты НПА, Статья КоАП:
1.
Статья: 464
Пункт: 1
- The Code of Administrative Offenses
Type of Enactments
1. Rules of organization of exchange operations with cash foreign currency in the Republic of Kazakhstan, resolution of the Board of the National Bank of the Republic of Kazakhstan dated April 4, 2019 No. 49
Name of Regional Branch of National Bank of Kazakhstan / Department:
Западно-Казахстанский филиал (Уральск)
Authorized organization
10.01.2020
б/н
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
212080
The nature of a breach:
1. violation of the laws of the Republic of Kazakhstan licensing standards, including inconsistency qualification requirements to licensed kinds of activity
Статья/пункты НПА, Статья КоАП:
1.
Статья: 464
Пункт: 1
- The Code of Administrative Offenses
Type of Enactments
1. Rules of organization of exchange operations with cash foreign currency in the Republic of Kazakhstan, resolution of the Board of the National Bank of the Republic of Kazakhstan dated April 4, 2019 No. 49
Name of Regional Branch of National Bank of Kazakhstan / Department:
Западно-Казахстанский филиал (Уральск)
"Алтын Жайык" LLP
Authorized organization
10.01.2020
б/н
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
212080
The nature of a breach:
1. violation of the laws of the Republic of Kazakhstan licensing standards, including inconsistency qualification requirements to licensed kinds of activity
Статья/пункты НПА, Статья КоАП:
1.
Статья: 464
Пункт: 1
- The Code of Administrative Offenses
Type of Enactments
1. Rules of organization of exchange operations with cash foreign currency in the Republic of Kazakhstan, resolution of the Board of the National Bank of the Republic of Kazakhstan dated April 4, 2019 No. 49
Name of Regional Branch of National Bank of Kazakhstan / Department:
Западно-Казахстанский филиал (Уральск)
Authorized organization
13.01.2020
64-07-18/58
Limited enforcement action
Қадағалап ден қоюдың ұсынымдық шаралары
The nature of a breach:
1. недостоверная отчетность
Статья/пункты НПА, Статья КоАП:
1.
Статья: 4-1
- Постановление №178 от 24.09.2014г.
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный филиал (Нур-Султан)
ТОО "ҚАЗЫНА"
Authorized organization
13.01.2020
64-07-18/57
Limited enforcement action
Қадағалап ден қоюдың ұсынымдық шаралары
The nature of a breach:
1. Submission of unreliable report
Статья/пункты НПА, Статья КоАП:
1.
- Submission of unreliable, as well as incomplete report, according to the Annex 11-1 form to the NBK Board decree on September 24, 2014 No. 178 "On approval of the list, forms, deadlines for reporting by organizations performing the certain types of banking operations and the Rules for their submission"
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный филиал (Нур-Султан)
"НАВИГАТОР КТ" ТОО
Authorized organization
14.01.2020
64-07-22/69
Limited enforcement action
Қадағалап ден қоюдың ұсынымдық шаралары
The nature of a breach:
1. несоответствие квалификационным требованиям, предъявляемым к лицензируемым видам деятельности в части несоответствия размера уставного капитала; на момент проверки в доступном для обозрения клиентами месте не была размещена копия лицензии на организацию обменных операций с наличной иностранной валютой на казахском и русском языках и копия действительного приложения к действительной лицензии (в доступном для обозрения клиентами месте была размещена лицензия и приложение к действительной лицензии, выданные до переоформления, в связи переименованием города Астана в город Нур-Султан);: в обменном пункте отсутствовала копия правил внутреннего контроля ТОО «НАВИГАТОР КТ»;распоряжение на установление курсов №1 от 14.11.2019г. не было утверждено уполномоченным лицом.в части представления недостоверной отчетности
Статья/пункты НПА, Статья КоАП:
1.
Статья: 8
- Rules of organization of exchange operations with available foreign currency, ratified by the decision of Rule of National bank of republic of Kazakhstan from 04.04.2019 №49
2. Статья: 39 Пункт: 1, 2 - Rules of organization of exchange operations with available foreign currency, ratified by the decision of Rule of National bank of republic of Kazakhstan from 04.04.2019 №49
3. Статья: 40 Пункт: 4 - Rules of organization of exchange operations with available foreign currency, ratified by the decision of Rule of National bank of republic of Kazakhstan from 04.04.2019 №49
4. Статья: 42 - Rules of organization of exchange operations with available foreign currency, ratified by the decision of Rule of National bank of republic of Kazakhstan from 04.04.2019 №49
5. - The Resolution of Board of NB of RK № 178 dated 24.09.2014
2. Статья: 39 Пункт: 1, 2 - Rules of organization of exchange operations with available foreign currency, ratified by the decision of Rule of National bank of republic of Kazakhstan from 04.04.2019 №49
3. Статья: 40 Пункт: 4 - Rules of organization of exchange operations with available foreign currency, ratified by the decision of Rule of National bank of republic of Kazakhstan from 04.04.2019 №49
4. Статья: 42 - Rules of organization of exchange operations with available foreign currency, ratified by the decision of Rule of National bank of republic of Kazakhstan from 04.04.2019 №49
5. - The Resolution of Board of NB of RK № 178 dated 24.09.2014
Type of Enactments
1. Rules of org-n of exchange operations with available foreign currency in RK №49 // the Resolution of Board of NB of RK № 178 dated 24.09.2014
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный филиал (Нур-Султан)
ТОО «Бастау-Валют-NA»;
Authorized organization
14.01.2020
64-07-22/67
Limited enforcement action
Қадағалап ден қоюдың ұсынымдық шаралары
The nature of a breach:
1. недостоверная отчетность по форме 11-1 к Постановлению №178
Статья/пункты НПА, Статья КоАП:
1.
Статья: 4-1
- Постановление №178 от 24.09.2014г.
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный филиал (Нур-Султан)
Authorized organization
14.01.2020
64-07-22/68
Limited enforcement action
Қадағалап ден қоюдың ұсынымдық шаралары
The nature of a breach:
1. Недостоверная отчетность за 2 и 3 квартал 2019г.
Статья/пункты НПА, Статья КоАП:
1.
Статья: 4-1
- Постановление №178 от 24. 09. 2014 г.
Type of Enactments
1. On compliance with accounting and financial reporting standards
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный филиал (Нур-Султан)
Authorized organization
14.01.2020
31-06-30/30
Limited enforcement action
Written prescription
The nature of a breach:
1. violation of the organization of exchange operations with cash foreign currency
Date of performance:
13.02.2020
Статья/пункты НПА, Статья КоАП:
1.
Статья: 49, 54
-
Type of Enactments
1. Rules of organization of exchange operations with cash foreign currency in the Republic of Kazakhstan, resolution of the Board of the National Bank of the Republic of Kazakhstan dated April 4, 2019 No. 49
Name of Regional Branch of National Bank of Kazakhstan / Department:
Западно-Казахстанский филиал (Уральск)
Authorized organization
15.01.2020
б/н
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
212080
The nature of a breach:
1. violation of the laws of the Republic of Kazakhstan licensing standards, including inconsistency qualification requirements to licensed kinds of activity
Статья/пункты НПА, Статья КоАП:
1.
Статья: 464
Пункт: 1
- The Code of Administrative Offenses
Type of Enactments
1. Rules of organization of exchange operations with cash foreign currency in the Republic of Kazakhstan, resolution of the Board of the National Bank of the Republic of Kazakhstan dated April 4, 2019 No. 49
Name of Regional Branch of National Bank of Kazakhstan / Department:
Западно-Казахстанский филиал (Уральск)
