Measures being imposed

252500

1. For violation of the legislation Repablic of Kazakhstan on accounting and financial reporting

24.08.2019

1. Статья: 239 Пункт: 4 -

1. The Law of the RK «On Accounting and Financial Reporting»

Северо-Казахстанский филиал (Петропавловск)

5 302 500 тенге

1. Violation by the subjects of the financial monitoring of legislation of Republic of Kazakhstan about counteraction of legalization (to washing) of the acuestss got a criminal way, and to financing of terrorism in part of the documentary jigging, storage and grant of information about operations subject to the financial monitoring, their clients, proper verification of clients (their representatives) and beneficiary owners, stopping and abandonment from realization of operations subject to the financial monitoring, defence of the documents got in the process of the activity

1. Статья: 214 Пункт: 1 - The Code of Administrative Offenses
2. Статья: 214 Пункт: 2 - The Code of Administrative Offenses

Court ruling in matters №№ 196300803000013,196300803000022,196300803000023,196300803000031,196300803000034,196300803000035,196300803000036,196300803000040,196300803000042,196300803000043,196300803000046,196300803000055,196300803000056,196300803000058,196300803000060,196300803000065,196300803000066,196300803000067,196300803000075,196300803000076,196300803000080,196300803000082,196300803000085,196300803000086,196300803000091,196300803000092,196300803000097,196300803000099,196300803000111,196300803000117,196300803000118,196300803000119,196300803000122,196300803000140,196300803000141,196300803000142,196300803000143,196300803000144,196300803000145,196300803000146,196300803000147,196300803000148,196300803000172,196300803000173,196300803000174,196300803000175,196300803000176,196300803000177,196300803000178,196300803000179,196300803000180,196300803000181,196300803000182,196300803000183,196300803000184,196300803000198,196300803000199,196300803000200,196300803000201,196300803000202,196300803000203,196300803000204,196300803000205,196300803000227,196300803000230,196300803000231,196300803000232,196300803000233,196300803000234,196300803000235,196300803000236,196300803000237,196300803000238,196300803000239,196300803000240,196300803000241,196300803000242

1.

Восточно-Казахстанский филиал (Усть-Каменогорск)

1. Video surveillance does not comply

24.10.2019

1. Статья: 11 Пункт: 2 - Of the Rules for the organization of exchange operations with cash foreign currency in the Republic of Kazakhstan No. 49 dated 04.04.2019

1. Concerning observance of requirements of the foreign exchange legislation

Алматинский городской филиал (Алматы)

202000

1. violation of the laws of the Republic of Kazakhstan licensing standards, including inconsistency qualification requirements to licensed kinds of activity

16.11.2019

1. Статья: 464 Пункт: 1 - Violation of the laws of the Republic of Kazakhstan licensing standards, including inconsistency qualification requirements to licensed kinds of activity

1. Concerning observance of requirements of the foreign exchange legislation

Алматинский городской филиал (Алматы)

202000

1. violation of the laws of the Republic of Kazakhstan licensing standards, including inconsistency qualification requirements to licensed kinds of activity

26.12.2019

1. Статья: 11 Пункт: 2 - The Rules for the organization of exchange operations with cash foreign currency in the Republic of Kazakhstan, approved by the Resolution of the Board of the National Bank of the Republic of Kazakhstan dated April 4, 2019 No. 49.
2. Статья: 464 Пункт: 1 - The Code of Administrative Offenses

1. Rules of organization of exchange operations with cash foreign currency in the Republic of Kazakhstan, resolution of the Board of the National Bank of the Republic of Kazakhstan dated April 4, 2019 No. 49

Алматинский городской филиал (Алматы)

202000

1. violation of the laws of the Republic of Kazakhstan licensing standards, including inconsistency qualification requirements to licensed kinds of activity

1. - Resolution Of the Board of the National Bank of the Republic of Kazakhstan dated August 24, 2012 No. 250 on approval of the Rules of organization of protection and arrangement of premises of banks and organizations engaged in certain types of banking operations

1. On requirenments for security and office space organization

Акмолинский филиал (Кокшетау)

1. violation of point 41 of Rules No. 49,
2. discrepancies on the filled data in the form of Appendix 11-1 to the Resolution No. 178

1. Статья: 41 - Regulation No. 49
2. - Annex 11-1 to Regulation No. 178

1. Rules of organization of exchange operations with cash foreign currency in the Republic of Kazakhstan, resolution of the Board of the National Bank of the Republic of Kazakhstan dated April 4, 2019 No. 49

Кызылординский филиал (Кызылорда)

555 500 тенге

1. Narwşenïe swbektamï of Financial Monitoring zakonodatelstva the Republic of Kazakhstan o protïvodeystvïï legalïzacïï (otmıvanïyu) doxodov, polwçennıx prestwpnım way, and fïnansïrovanïyu terrorism parts dokwmentalnogo fïksïrovanïya, storage and predostavlenïya computer, rev operations, podlejaşçïx fïnansovomw monïtorïngw Their klïentax, nadlejaşçey Check customers (Their predstavïteley) and beneficial Provisions, Provisions and Refunds from Operations Provisioning, Submission of Financial Monitoring, Securities Documentation, Completed Processes its own deity

28.01.2020

1. Статья: 214 Пункт: 1 - The Code of Administrative Offenses

1. Law of the Republic of Kazakhstan dated 28.08.2009 “On Counteracting Legalization (Laundering) of Proceeds from Crime and Financing of Terrorism”, Rules for the organization of exchange operations with foreign currency in cash in the Republic of Kazakhsta

Алматинский городской филиал (Алматы)

202000

1. квалификациялық талаптарға сай келмеу

14.01.2020

1. Статья: 11 Пункт: 4 - Regulation No. 49

1. Rules of organization of exchange operations with cash foreign currency in the Republic of Kazakhstan, resolution of the Board of the National Bank of the Republic of Kazakhstan dated April 4, 2019 No. 49

Центральный филиал (Нур-Султан)

1. paragraph 41 of Regulation No. 49, in terms of storing the personal effects of the cashier in the operating cash desk of the exchange office; - clause 49 of Rule 49, in terms of accounting for exchange operations conducted at the exchange office, in the electronic journal of registers of purchased and sold cash foreign currency.

1. Статья: 41, 49 - Regulation No. 49

1. Rules of organization of exchange operations with cash foreign currency in the Republic of Kazakhstan, resolution of the Board of the National Bank of the Republic of Kazakhstan dated April 4, 2019 No. 49

Восточно-Казахстанский филиал (Усть-Каменогорск)