"Microfinancial organization "1Kredit" LLP
An organization engaged in microfinance activities
29.03.2018
№187500803000124 №187500803000125 №187500803000126
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
979 020 тенге
The nature of a breach:
1. Violation by the entities of financial monitoring of the legislation of the Republic of Kazakhstan on combating the legalization (laundering) of proceeds from crime and financing of terrorism in terms of documenting, storing and providing information on transactions subject to financial monitoring, their clients, due diligence of clients (their representatives) and beneficiary owners, suspension and refusal to conduct operations subject to financial monitoring, protection of documents received in the process its activities
Date of performance:
12.04.2018
Статья/пункты НПА, Статья КоАП:
1.
Статья: 214
Пункт: 1
- The Code of Administrative Offenses
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Алматинский городской филиал (Алматы)
Microfinancial organization «Microcredit» LLP
An organization engaged in microfinance activities
03.04.2018
58-12-12/1305
Limited enforcement action
Written prescription
The nature of a breach:
1. based on the results of checking standard contracts for compliance with the requirements of the legislation of the Republic of Kazakhstan
Date of performance:
25.04.2018
Статья/пункты НПА, Статья КоАП:
1.
Статья: 28
- In accordance with the standard 28 of the Law of the Republic of Kazakhstan "On Microfinance Organizations" in accordance with the requirements of the legislation of the Republic of Kazakhstan and regulatory legal acts of the authorized body.
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Карагандинский филиал (Караганда)
"Microfinancial organization "Express Loan" LLP
An organization engaged in microfinance activities
04.04.2018
58-12-12/1325
Limited enforcement action
Written prescription
The nature of a breach:
1. By results of inspection
Date of performance:
14.05.2018
Статья/пункты НПА, Статья КоАП:
1.
Статья: 28
- In accordance with the standard 28 of the Law of the Republic of Kazakhstan "On Microfinance Organizations" in accordance with the requirements of the legislation of the Republic of Kazakhstan and regulatory legal acts of the authorized body.
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Карагандинский филиал (Караганда)
"Microfinancial organization "Kyran invest" LLP
An organization engaged in microfinance activities
06.04.2018
65-40-12/1220
Limited enforcement action
Written prescription
The nature of a breach:
1. By results of inspection
Date of performance:
14.05.2018
Статья/пункты НПА, Статья КоАП:
1.
Статья: 28
- In accordance with the standard 28 of the Law of the Republic of Kazakhstan "On Microfinance Organizations" in accordance with the requirements of the legislation of the Republic of Kazakhstan and regulatory legal acts of the authorized body.
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Южно-Казахстанский филиал (Шымкент)
"OnlineKazFinance" MFO" LLP
An organization engaged in microfinance activities
11.04.2018
52-14-18/1918
Limited enforcement action
Written prescription
The nature of a breach:
1. based on the results of checking standard contracts for compliance with the requirements of the legislation of the Republic of Kazakhstan
Date of performance:
11.05.2018
Статья/пункты НПА, Статья КоАП:
1.
Статья: 28
- In accordance with the standard 28 of the Law of the Republic of Kazakhstan "On Microfinance Organizations" in accordance with the requirements of the legislation of the Republic of Kazakhstan and regulatory legal acts of the authorized body.
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Алматинский городской филиал (Алматы)
Microfinancial organization "GID Credit SK" LLP
An organization engaged in microfinance activities
12.04.2018
63-4-06/244
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
240 500
The nature of a breach:
1. Аdministrative offense resulted in the accounting with the violation of the requirements established by the legislation of the Republic of Kazakhstan on accounting and financial reporting, and methods (principles) of accounting, which led to a distortion of the financial statements
Date of performance:
12.05.2018
Статья/пункты НПА, Статья КоАП:
1.
Статья: 239
Пункт: 4
- The Code of the Republic of Kazakhstan "On Administrative Infractions"
Note:
Paid in 25.04.2018 y.
Type of Enactments
1. On compliance with accounting and financial reporting standards
Name of Regional Branch of National Bank of Kazakhstan / Department:
Северо-Казахстанский филиал (Петропавловск)
Microfinancial organization "GID Credit SK" LLP
An organization engaged in microfinance activities
17.04.2018
63-11-21/1410
Limited enforcement action
Written prescription
The nature of a breach:
1. on the results of the audit based on risk assessment
Date of performance:
02.05.2018
Статья/пункты НПА, Статья КоАП:
1.
Статья: 28
- In accordance with the standard 28 of the Law of the Republic of Kazakhstan "On Microfinance Organizations" in accordance with the requirements of the legislation of the Republic of Kazakhstan and regulatory legal acts of the authorized body.
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Северо-Казахстанский филиал (Петропавловск)
"Microfinancial organization "Zhana Otau" LLP
An organization engaged in microfinance activities
18.04.2018
№57-07-11/843
Limited enforcement action
Written prescription
The nature of a breach:
1. For violation of requirements the Law of the Republic of Kazakhstan "On Microfinance Organizations"
Date of performance:
16.05.2018
Статья/пункты НПА, Статья КоАП:
1.
Статья: 7
Пункт: пп.11 п.2
- The Law of the Republic of Kazakhstan "On Microfinance Organizations".
Note:
Implemented via letter №18 from 11.05.2018
Type of Enactments
1. The Law "On Microfinance Organizations"
Name of Regional Branch of National Bank of Kazakhstan / Department:
Западно-Казахстанский филиал (Уральск)
"Kokshe-SAyzhan" microfinancial organization" LPP
An organization engaged in microfinance activities
23.04.2018
50-08-11/916
Limited enforcement action
Written prescription
The nature of a breach:
1. violation of order of granting reports to the authorized body
Date of performance:
27.04.2018
Статья/пункты НПА, Статья КоАП:
1.
Статья: 7
Пункт: пп. 9 п.2
- Of the Law of the Republic of Kazakhstan "On microfinance оrganizations"
Note:
Executed (24.04.2018 №11 letter)
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Акмолинский филиал (Кокшетау)
"Yesil" microfinancial organization" JSC
An organization engaged in microfinance activities
23.04.2018
50-08-11/915
Limited enforcement action
Written prescription
The nature of a breach:
1. failure to submission of reports to the authorized body in fixed time
Date of performance:
27.04.2018
Статья/пункты НПА, Статья КоАП:
1.
Статья: 7
Пункт: пп. 9 п.2
- Of the Law of the Republic of Kazakhstan "On microfinance оrganizations"
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Акмолинский филиал (Кокшетау)
