"CNIC"Interteach", JSC
Insurance organizations
18.01.2018
27-5-04/39
Limited enforcement action
Written prescription
The nature of a breach:
1. The failure to file the financial statements and other types of reporting on time
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Life Insurance Company State Annuity Company", JSC
Insurance organizations
18.01.2018
27-5-04/36
Limited enforcement action
Written prescription
The nature of a breach:
1. The failure to file the financial statements and other types of reporting on time
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
«Insurance Company «Kompetenz», JSC (renamed from "Insurance Company "Аllianz Кazakhstan", JSC)
Insurance organizations
19.01.2018
№180000803000015
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
1202500
The nature of a breach:
1. Repeated (two or more times during the twelve consecutive calendar months) violation of prudential standards established by the National Bank
Date of performance:
02.03.2018
Статья/пункты НПА, Статья КоАП:
1.
Статья: 228
Пункт: 5
- Of Administrative Violations Code of the Republic of Kazakhstan
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
«Insurance Company «Kompetenz», JSC (renamed from "Insurance Company "Аllianz Кazakhstan", JSC)
Insurance organizations
19.01.2018
№180000803000008 – №180000803000014
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
10101000
The nature of a breach:
1. Аdministrative sanction was applied due to in the re-compiling during the year preparation statements that led to the distortion it contains indicators or information on compliance with prudential standards and (or) other mandatory standards and limits
Date of performance:
02.03.2018
Статья/пункты НПА, Статья КоАП:
1.
Статья: 228
Пункт: 13
- Of Administrative Violations Code of the Republic of Kazakhstan
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
«KazakhExport» Export insurance company, JSC
Insurance organizations
22.01.2018
33-4-05/392
Limited enforcement action
Written warning
The nature of a breach:
1. For untimely submission of information of the Rules, approved by the Decision №76 of 6 May 2014 of the Board of the NBRK
Статья/пункты НПА, Статья КоАП:
1.
Статья: 2
- Of Decision №76 of 6 May 2014 of the Board of the NBRK
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Oil Insurance Company", JSC
Insurance organizations
22.01.2018
33-4-05/391
Limited enforcement action
Written warning
The nature of a breach:
1. For untimely submission of information of the Rules, approved by the Decision №76 of 6 May 2014 of the Board of the NBRK
Статья/пункты НПА, Статья КоАП:
1.
Статья: 2
- Of Decision №76 of 6 May 2014 of the Board of the NBRK
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Insurance Company "Salem", JSC (renamed from "Insurance Company "Alatau" JSC) - at the liquidation stage
Insurance organizations
23.01.2018
180000803000024-180000803000027
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
1924000
The nature of a breach:
1. administrative sanction was applied due to in the submission to the authorized body false statements
Date of performance:
20.03.2018
Статья/пункты НПА, Статья КоАП:
1.
Статья: 228
Пункт: 2
- Of Administrative Violations Code of the Republic of Kazakhstan
Note:
Executed
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Insurance Company "Salem", JSC (renamed from "Insurance Company "Alatau" JSC) - at the liquidation stage
Insurance organizations
24.01.2018
№180000803000007
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
601250
The nature of a breach:
1. Administrative violations were expressed in the failure to comply with a written agreement
Date of performance:
07.03.2018
Статья/пункты НПА, Статья КоАП:
1.
Статья: 227
Пункт: 2
-
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
«Insurance Company «Kompetenz», JSC (renamed from "Insurance Company "Аllianz Кazakhstan", JSC)
Insurance organizations
26.01.2018
180000803000079
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
481000
The nature of a breach:
1. The failure to file the financial statements and other types of reporting on time
Статья/пункты НПА, Статья КоАП:
1.
Статья: 212
Пункт: 1
- Of the Code of the Republic of Kazakhstan "on administrative offences"
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
«Insurance Company «Kompetenz», JSC (renamed from "Insurance Company "Аllianz Кazakhstan", JSC)
Insurance organizations
29.01.2018
13
Sanctions and other administrative penalties
License suspension
The nature of a breach:
1. The license is suspended for three months due to non-compliance with the requirements of prudential standards established by the legislation of the Republic of Kazakhstan on the right to carry out: - the reinsurance activity; - an insurance of civil liability, except for the classes specified in paragraphs 9) - 11) of the Law of the Republic of Kazakhstan «On insurance activities».
Статья/пункты НПА, Статья КоАП:
Note:
The validity of the License is considered to be suspended from the date of bringing this decision to the attention of IC « Kompetenz », JSC by the following types of activities: - the reinsurance activity; - an insurance of civil liability, except for the classes specified in paragraphs 9) - 11) of the Law of the Republic of Kazakhstan «On insurance activities». It is brought to the attention on 2018-02-09.
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
