"Insurance Company "Amanat", JSC
Insurance organizations
27.02.2017
№170000803000148
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
1 280 260 тг.
The nature of a breach:
1. administrative offense resulted in the accounting of the violation of the requirements established by the legislation of the Republic of Kazakhstan on accounting and financial reporting, and methods (principles) accounting, which led to a distortion of the financial statements
Статья/пункты НПА, Статья КоАП:
1.
Статья: 239
Пункт: 4
- Of Administrative Violations Code of the Republic of Kazakhstan
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Insurance Company "Amanat", JSC
Insurance organizations
27.02.2017
№170000803000144
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
226 900
The nature of a breach:
1. administrative sanction was applied due to the fact that the Insurance company delayed in producing insurance payments
Статья/пункты НПА, Статья КоАП:
1.
Статья: 229
Пункт: 1
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Insurance Company "Amanat", JSC
Insurance organizations
27.02.2017
№170000803000095
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
1 134 500 тг.
The nature of a breach:
1. Repeated (two or more times during the twelve consecutive calendar months) violation of prudential standards established by the National Bank
Статья/пункты НПА, Статья КоАП:
1.
Статья: 228
Пункт: 5
- Of Administrative Violations Code of the Republic of Kazakhstan
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Insurance Company "Amanat", JSC
Insurance organizations
27.02.2017
№170000803000094
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
907 600 тг.
The nature of a breach:
1. Preparation statements that led to the distortion it contains indicators or information on compliance with prudential standards and (or) other mandatory standards and limits
Статья/пункты НПА, Статья КоАП:
1.
Статья: 228
Пункт: 12
- Of Administrative Violations Code of the Republic of Kazakhstan
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Insurance Company "Amanat", JSC
Insurance organizations
27.02.2017
№170000803000093
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
907 600 тг.
The nature of a breach:
1. Preparation statements that led to the distortion it contains indicators or information on compliance with prudential standards and (or) other mandatory standards and limits
Статья/пункты НПА, Статья КоАП:
1.
Статья: 228
Пункт: 12
- Of Administrative Violations Code of the Republic of Kazakhstan
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
«STANDARD» Insurance Company», JSC (renamed from - "Insurance Company "Astana - Finance" JSC)
Insurance organizations
27.02.2017
170000803000164
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
453 800 тенге
The nature of a breach:
1. Аdministrative sanction was applied due to in the submission to the authorized body false statements
Date of performance:
06.04.2017
Статья/пункты НПА, Статья КоАП:
1.
Статья: 228
Пункт: 2
- Of Administrative Violations Code of the Republic of Kazakhstan
Note:
Executed
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Insurance Company "Amanat", JSC
Insurance organizations
28.02.2017
№170000803000162
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
2 042 100 тг.
The nature of a breach:
1. Failure of responsibilities for the implementation of internal control rules and programs of its realization by financial monitoring subject
Статья/пункты НПА, Статья КоАП:
1.
Статья: 214
Пункт: 2
- Of Administrative Violations Code of the Republic of Kazakhstan
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Insurance Company "Salem", JSC (renamed from "Insurance Company "Alatau" JSC) - at the liquidation stage
Insurance organizations
03.03.2017
37-5-07/276
Limited enforcement action
Written prescription
The nature of a breach:
1. For providing incorrect information
Date of performance:
14.03.2017
Статья/пункты НПА, Статья КоАП:
1.
- Rules №76
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Life Insurance Company State Annuity Company", JSC
Insurance organizations
03.03.2017
№37-5-07/282
Limited enforcement action
Written prescription
The nature of a breach:
1. For incorrect calculation of the insurance reserve
Date of performance:
15.03.2017
Статья/пункты НПА, Статья КоАП:
1.
Статья: 4
- Of Decision №76 of 6 May 2014 of the Board of the NBRK
Note:
Done
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
«Insurance Company «Kompetenz», JSC (renamed from "Insurance Company "Аllianz Кazakhstan", JSC)
Insurance organizations
03.03.2017
№37-5-07/280
Limited enforcement action
Written prescription
The nature of a breach:
1. For incorrect calculation of the insurance reserve
Date of performance:
14.03.2017
Статья/пункты НПА, Статья КоАП:
Note:
Done
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
