"Grain Insurance Company", JSC
Insurance organizations
22.08.2016
160000803003616
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
424 200
The nature of a breach:
1. Administrative sanction was applied due to in the submission to the authorized body false information
Date of performance:
03.10.2016
Статья/пункты НПА, Статья КоАП:
1.
Статья: 228
Пункт: 2
- Of the Code of the Republic of Kazakhstan "on administrative offences"
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Grain Insurance Company", JSC
Insurance organizations
22.08.2016
160000803003615
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
424 200
The nature of a breach:
1. Administrative sanction was applied due to in the submission to the authorized body false information
Date of performance:
03.10.2016
Статья/пункты НПА, Статья КоАП:
1.
Статья: 228
Пункт: 2
- Of the Code of the Republic of Kazakhstan "on administrative offences"
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Insurance Company "Коmmesk-Оmir", JSC
Insurance organizations
23.08.2016
37-5-07/1103
Limited enforcement action
Written warning
The nature of a breach:
1. For the late submission of the actuarial conclusion
Статья/пункты НПА, Статья КоАП:
1.
- Writtten warning
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Insurance Company "Freedom Finance Insurance", JSC (renamed from "Insurance Company "Trust Insurance", JSC)
Insurance organizations
24.08.2016
37-5-07/111
Limited enforcement action
Written warning
The nature of a breach:
1. For data discrepancy, available in paper and electronic format for reporting on 01.08.2016y .
Статья/пункты НПА, Статья КоАП:
1.
Статья: 2
Пункт: 1
- Rules № 81
Note:
Written warning
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
«Insurance Company «Kompetenz», JSC (renamed from "Insurance Company "Аllianz Кazakhstan", JSC)
Insurance organizations
25.08.2016
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
212100 тенге
The nature of a breach:
1. untimely implementation of insurance payment
Статья/пункты НПА, Статья КоАП:
1.
Статья: 229
Пункт: 1
- Administrative Violations Code of the Republic of Kazakhstan
Type of Enactments
1. Concerning observance of financial consumer's rights
Name of Regional Branch of National Bank of Kazakhstan / Department:
Алматинский городской филиал (Алматы)
«STANDARD» Insurance Company», JSC (renamed from - "Insurance Company "Astana - Finance" JSC)
Insurance organizations
25.08.2016
212100 тенге
Sanctions and other administrative penalties
Fine imposed under administrative law
The nature of a breach:
1. untimely implementation of insurance payment
Статья/пункты НПА, Статья КоАП:
1.
Статья: 229
Пункт: 1
- Administrative Violations Code of the Republic of Kazakhstan
Type of Enactments
1. Concerning observance of financial consumer's rights
Name of Regional Branch of National Bank of Kazakhstan / Department:
Карагандинский филиал (Караганда)
"Insurance Company "Alliance-Policy", JSC
Insurance organizations
29.08.2016
37-3-06/1133
Limited enforcement action
Written warning
The nature of a breach:
1. the authorized agency's late notification about dissolution of branch's activities
Статья/пункты НПА, Статья КоАП:
1.
Статья: 33
Пункт: 13
- Of the Law of the Republic of Kazakhstan "On Insurance Activities"
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Kaspi Insurance" JSC (renamed from - "Insurance Company "Almaty International Insurance Group" JSC "Subsidiary Company "Kaspi Bank" JSC)
Insurance organizations
31.08.2016
37-5-07/1137
Limited enforcement action
Written warning
The nature of a breach:
1. For the failure to meet information deadline
Статья/пункты НПА, Статья КоАП:
1.
- Writtten warning
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Subsidiary of Halyk Bank of Kazakhstan "Halyk" Insurance Company", JSC (renamed from “Halyk – Kazakhinstrakh” Subsidiary Insurance Company of the Halyk Bank Kazakhstan», JSC)
Insurance organizations
02.09.2016
37-5-07/1144
Limited enforcement action
Written prescription
The nature of a breach:
1. for untimely reflection in the accounting of revenue in the form of insurance premiums
Date of performance:
16.09.2016
Статья/пункты НПА, Статья КоАП:
1.
- Written instruction
Note:
performed
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Insurance Company "Salem", JSC (renamed from "Insurance Company "Alatau" JSC) - at the liquidation stage
Insurance organizations
05.09.2016
160000803003634
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
848 400
The nature of a breach:
1. administrative sanction was applied due to in reporting, which led to a distortion of the contained indicators or information on compliance with prudential standards for 2016.08.01.
Date of performance:
31.10.2016
Статья/пункты НПА, Статья КоАП:
1.
Статья: 228
Пункт: 12
-
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
