"CNIC"Interteach", JSC
Insurance organizations
04.01.2018
170000803001128-170000803001133, 170000803001548-170000803001573
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
6 807 000 тенге
The nature of a breach:
1. administrative violations were expressed in providing of unreliable reporting to the authorized body and making of reports that leads to a distortion of the indicators contained or information on compliance with prudential standards.
Date of performance:
14.02.2018
Статья/пункты НПА, Статья КоАП:
1.
Статья: 228
Пункт: 2
- Of Administrative Violations Code of the Republic of Kazakhstan
2. Статья: 228 Пункт: 12 - Of Administrative Violations Code of the Republic of Kazakhstan
2. Статья: 228 Пункт: 12 - Of Administrative Violations Code of the Republic of Kazakhstan
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Insurance Company "Amanat", JSC
Insurance organizations
10.01.2018
№ 61-12-13/4/47/1
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
240 500 тенге
The nature of a breach:
1. administrative sanction was applied due to the fact that the Insurance company delayed in producing insurance payments
Date of performance:
26.06.2018
Статья/пункты НПА, Статья КоАП:
1.
Статья: 229
Пункт: 1
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Мангистауский филиал (Актау)
«Insurance Company «Kompetenz», JSC (renamed from "Insurance Company "Аllianz Кazakhstan", JSC)
Insurance organizations
12.01.2018
33-4-05/206
Limited enforcement action
Written prescription
The nature of a breach:
1. For incorrect calculation of the insurance reserves
Date of performance:
18.01.2018
Статья/пункты НПА, Статья КоАП:
1.
- Resolution of the Board NBRK №76 dated May 06, 2014
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Sinoasia B&R Insurance" JSC (renamed from "Medical Insurance Company "Archimedes Kazakhstan” JSC)
Insurance organizations
16.01.2018
№33-2-05/279
Limited enforcement action
Written prescription
The nature of a breach:
1. The standard of assets diversification was breached
Date of performance:
31.01.2018
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Sinoasia B&R Insurance" JSC (renamed from "Medical Insurance Company "Archimedes Kazakhstan” JSC)
Insurance organizations
16.01.2018
№33-2-05/279
Limited enforcement action
Written prescription
The nature of a breach:
1. The standard of assets diversification was breached
Date of performance:
31.01.2018
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
«Insurance Company «Kompetenz», JSC (renamed from "Insurance Company "Аllianz Кazakhstan", JSC)
Insurance organizations
16.01.2018
№33-6-07/265
Limited enforcement action
Written warning
The nature of a breach:
1. For failure to submit documents on time
Статья/пункты НПА, Статья КоАП:
1.
Статья: 33
Пункт: ч.2 п.7
- Of the Law of the Republic of Kazakhstan "On Insurance Activities"
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Oil Insurance Company", JSC
Insurance organizations
17.01.2018
170000803001647
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
2322900
The nature of a breach:
1. Аdministrative offense resulted in the accounting of the violation of the requirements established by the legislation of the Republic of Kazakhstan on accounting and financial reporting, and methods (principles) accounting, which led to a distortion of the financial statements
Date of performance:
29.01.2018
Статья/пункты НПА, Статья КоАП:
1.
Статья: 239
Пункт: 4
- Of Administrative Violations Code of the Republic of Kazakhstan
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Oil Insurance Company", JSC
Insurance organizations
17.01.2018
170000803001646
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
9076000
The nature of a breach:
1. Аdministrative offense resulted in the accounting of the violation of the requirements established by the legislation of the Republic of Kazakhstan on accounting and financial reporting, and methods (principles) accounting, which led to a distortion of the financial statements
Date of performance:
29.01.2018
Статья/пункты НПА, Статья КоАП:
1.
Статья: 239
Пункт: 4
- Of Administrative Violations Code of the Republic of Kazakhstan
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Oil Insurance Company", JSC
Insurance organizations
17.01.2018
170000803001642
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
5400062
The nature of a breach:
1. Аdministrative offense resulted in the accounting of the violation of the requirements established by the legislation of the Republic of Kazakhstan on accounting and financial reporting, and methods (principles) accounting, which led to a distortion of the financial statements
Date of performance:
29.01.2018
Статья/пункты НПА, Статья КоАП:
1.
Статья: 239
Пункт: 4
- Of Administrative Violations Code of the Republic of Kazakhstan
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Oil Insurance Company", JSC
Insurance organizations
17.01.2018
170000803001641
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
509060
The nature of a breach:
1. Аdministrative offense resulted in the accounting of the violation of the requirements established by the legislation of the Republic of Kazakhstan on accounting and financial reporting, and methods (principles) accounting, which led to a distortion of the financial statements
Date of performance:
29.01.2018
Статья/пункты НПА, Статья КоАП:
1.
Статья: 239
Пункт: 4
- Of Administrative Violations Code of the Republic of Kazakhstan
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
