"Shinhan Bank Kazakhstan"
Second tier banks
22.07.2015
13-3-01/1343
Limited enforcement action
Written warning
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
Issuer
13.03.2015
33-3-20/1842 от 13.03.2015
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
13.04.2015
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
«Tengri Bank» JSC, (former - "Subsidiary Bank "«Punjab National Bank-Kazakhstan», JSC)
Second tier banks
28.07.2015
150000803001539-150000803001540
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
872 080 тг.
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Almaty Heavy Machine Building Plant" JSC
Issuer
13.03.2015
33-3-20/1844 от 13.03.2015
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
13.04.2015
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Raimbek-GROUP" JSC
Issuer
13.03.2015
33-3-20/1846 от 13.03.2015
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
13.04.2015
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Subsidiary JSC Bank VTB (Kazakhstan)
Second tier banks
28.07.2015
150000803001541-150000803001545
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
2 180 200 тг.
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
Issuer
13.03.2015
33-3-20/1853 от 13.03.2015
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
13.04.2015
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Issuer
13.03.2015
33-3-20/1840 от 13.03.2015
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
13.04.2015
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Issuer
13.03.2015
33-3-20/1836 от 13.03.2015
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
13.04.2015
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"EU Банк ("SB "Eurasian Bank", JSC )", JSC (renamed from «BankPozitiv Kazakhstan», JSC)
Second tier banks
29.07.2015
150000803001570-150000803001574
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
1 308 120 тг.
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
