«ForteBank», JSC
Second tier banks
03.06.2014
66-3-3-25/2557
Limited enforcement action
Commitment letter
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, commitment letter was requested from the bank, recognizing the failure to comply with regulations.
Date of performance:
06.06.2014
Статья/пункты НПА, Статья КоАП:
Note:
Implemented (letter №1903-1/06-02 from 04.06.14)
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Subsidiary JSC Bank VTB (Kazakhstan)
Second tier banks
03.06.2014
66-4-3-20/2793
Limited enforcement action
Commitment letter
The nature of a breach:
1. As a violance paragraph 4 Article 9 of the Law of the Republic of Kazakhstan "On securities market"
Date of performance:
03.07.2014
Статья/пункты НПА, Статья КоАП:
Note:
Executed №41409 dated 26.06.2014у
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Kazinvestbank", JSC
Second tier banks
10.06.2014
13-4-06/144
Limited enforcement action
Written prescription
The nature of a breach:
1. In accordance with Article 46 of the Law on Banks of the Republic of Kazakhstan a written order was issued to the Bank for giving false statements to the authority.
Date of performance:
19.06.2014
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Shinhan Bank Kazakhstan"
Second tier banks
10.06.2014
33-3-20/148
Limited enforcement action
Commitment letter
The nature of a breach:
1. As a violance paragraph 4 Article 9 of the Law of the Republic of Kazakhstan "On securities market"
Date of performance:
02.07.2014
Статья/пункты НПА, Статья КоАП:
Note:
Executed №44794 dated 08.07.2014 у.
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"AsiaCredit Bank (АзияКредит Банк)" JSC (renamed from "Joint Bank "LARIBA - Bank", JSC)
Second tier banks
17.06.2014
140000803000176
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
185200
The nature of a breach:
1. Official (Mussagaliyeva N.M.) committed an administrative offense, expressed in the failure of the Compani to submit information to the authorized body.
Date of performance:
17.06.2014
Статья/пункты НПА, Статья КоАП:
1.
Статья: 168-2
Пункт: 1
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Alliance Bank", JSC
Second tier banks
17.06.2014
140000803000168
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
370400
The nature of a breach:
Date of performance:
17.06.2014
Статья/пункты НПА, Статья КоАП:
1.
Статья: 172-2
Пункт: 1
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
«ForteBank», JSC
Second tier banks
17.06.2014
140000803000168
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
370 400 тг
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 172-2
Пункт: 1
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Temirbank" JSC
Second tier banks
17.06.2014
140000803000169
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
370400
The nature of a breach:
Date of performance:
17.06.2014
Статья/пункты НПА, Статья КоАП:
1.
Статья: 172-2
Пункт: 1
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Al-Hilal" Islamic Bank" Joint Stock Company
Second tier banks
17.06.2014
140000803000148
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
370400
The nature of a breach:
1. an administrative offense was expressed in the failure to submit information to the authorized body.
Date of performance:
17.06.2014
Статья/пункты НПА, Статья КоАП:
1.
Статья: 168-2
Пункт: 1
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"AsiaCredit Bank (АзияКредит Банк)" JSC (renamed from "Joint Bank "LARIBA - Bank", JSC)
Second tier banks
17.06.2014
140000803000175
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
370400
The nature of a breach:
1. administrative sanction was apllied due to the failure of the Compani to submit information to the authorized body.
Date of performance:
17.06.2014
Статья/пункты НПА, Статья КоАП:
1.
Статья: 168-2
Пункт: 1
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
