Berik Shatmanov
Actuaries
27.07.2015
150000803001256
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
99 100 тг.
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 228
Пункт: 8
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
Indira Dildabaeva
Actuaries
27.07.2015
37-4-05/930
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
08.11.2015
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Alexa" Microfinancial organization", LLP
An organization engaged in microfinance activities
25.06.2020
Sanctions and other administrative penalties
Warning
The nature of a breach:
1. violation of deadlines for submitting financial statements
Статья/пункты НПА, Статья КоАП:
1.
Статья: 7
Пункт: пп. 9 п.2
- Of the Law of the Republic of Kazakhstan "On microfinance оrganizations"
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный филиал (Нур-Султан)
«Tengri Bank» JSC, (former - "Subsidiary Bank "«Punjab National Bank-Kazakhstan», JSC)
Second tier banks
17.06.2020
200000803000056
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
833 400
The nature of a breach:
Date of performance:
17.07.2020
Статья/пункты НПА, Статья КоАП:
1.
Статья: 213
Пункт: 5
- Of the code of the Republic of Kazakhstan «on Administrative Infractions»
Type of Enactments
1. Cconcerning accomplishment of minimum reserve requirements' standards
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
LLP "Шу-Жібек Жолы"
Authorized organization
04.06.2020
203100803000005
Sanctions and other administrative penalties
Warning
The nature of a breach:
1. violation of the deadline for submitting a report on the organization of exchange operations with cash foreign currency
Статья/пункты НПА, Статья КоАП:
1.
Статья: 218
Пункт: 5
- The Code of Administrative Offenses
Type of Enactments
1. Rules of organization of exchange operations with cash foreign currency in the Republic of Kazakhstan, resolution of the Board of the National Bank of the Republic of Kazakhstan dated April 4, 2019 No. 49
Name of Regional Branch of National Bank of Kazakhstan / Department:
Жамбылский филиал (Тараз)
An organization engaged in microfinance activities
29.05.2020
204300803000007
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
55560
The nature of a breach:
1. non-submission of financial and other statements by microfinance organizations that are required to be submitted in accordance with the regulatory legal acts of the National Bank of the Republic of Kazakhstan
Date of performance:
08.07.2020
Статья/пункты НПА, Статья КоАП:
1.
Статья: 212
Пункт: 2
- Of the Code of the Republic of Kazakhstan "on administrative offences"
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Кызылординский филиал (Кызылорда)
Authorized organization
13.05.2020
155 568,00
Sanctions and other administrative penalties
Fine imposed under administrative law
The nature of a breach:
1. violation of the laws of the Republic of Kazakhstan licensing standards, including inconsistency qualification requirements to licensed kinds of activity
Date of performance:
11.06.2020
Статья/пункты НПА, Статья КоАП:
1.
Статья: 464
- The Code of Administrative Offenses
Type of Enactments
1. Organization of exchange operations with cash foreign currency
Name of Regional Branch of National Bank of Kazakhstan / Department:
Шымкентский филиал (Шымкент)
"AsiaCredit Bank (АзияКредит Банк)" JSC (renamed from "Joint Bank "LARIBA - Bank", JSC)
Second tier banks
11.03.2020
200000803000025
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
795300 тенге
The nature of a breach:
1. Repeated (two and more times within three sequential calendar months) violation of the regulations of minimum reserve requirements
Статья/пункты НПА, Статья КоАП:
1.
Статья: 213
Пункт: 5
- Of the code of the Republic of Kazakhstan «on Administrative Infractions»
Note:
resolution on the imposition of an administrative fine dated 26.03.2020
Type of Enactments
1. Cconcerning accomplishment of minimum reserve requirements' standards
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Capital Bank Kazakhstan", JSC
Second tier banks
10.03.2020
200000803000024
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
795300 тенге
The nature of a breach:
1. Repeated (two and more times within three sequential calendar months) violation of the regulations of minimum reserve requirements
Статья/пункты НПА, Статья КоАП:
1.
Статья: 213
Пункт: 5
- Of the code of the Republic of Kazakhstan «on Administrative Infractions»
Note:
resolution on the imposition of an administrative fine dated 26.03.2020
Type of Enactments
1. Cconcerning accomplishment of minimum reserve requirements' standards
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Insurance Company"Victoria", JSC
Insurance organizations
14.04.2017
170000803000278
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
453 800 тг.
The nature of a breach:
1. The administrative offense was expressed in the conclusion of the contract of obligatory insurance on the conditions which are not conforming to requirements of the legislation of the Republic of Kazakhstan
Статья/пункты НПА, Статья КоАП:
1.
Статья: 230
Пункт: 4
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
