"Eurasian Bank", JSC
Second tier banks
10.04.2025
250000800000223,250000800000224, 250000800000225,250000800000226,250000800000228,250000800000229
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
353 880,00
The nature of a breach:
1. Submission of unreliable or incomplete reporting by the authorized banks for the purposes of monitoring sources of supply and demand, as well as directions for the use of foreign currency in the domestic foreign exchange market
Статья/пункты НПА, Статья КоАП:
1.
Статья: 218
Пункт: 4
-
Type of Enactments
1. Concerning observance of requirements of the foreign exchange legislation
Name of Regional Branch of National Bank of Kazakhstan / Department:
Постоянное представительство Национального Банка Республики Казахстан в городе Алматы
"Eurasian Bank", JSC
Second tier banks
10.04.2025
250000800000223,250000800000224, 250000800000225,250000800000226,250000800000228,250000800000229
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
353 880,00
The nature of a breach:
1. Submission of unreliable or incomplete reporting by the authorized banks for the purposes of monitoring sources of supply and demand, as well as directions for the use of foreign currency in the domestic foreign exchange market
Статья/пункты НПА, Статья КоАП:
1.
Статья: 218
Пункт: 4
-
Type of Enactments
1. Concerning observance of requirements of the foreign exchange legislation
Name of Regional Branch of National Bank of Kazakhstan / Department:
Постоянное представительство Национального Банка Республики Казахстан в городе Алматы
«Khorgos Exchange» LLP
Authorized organization
23.04.2025
27-02-16/120
Supervisory response
Measures to improve financial condition and / or minimize risks (written prescription)
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
- The inaccuracy of the presentation of the report “On the structure of assets, liabilities and capital, income and expenses of a legal entity, the exclusive activity of which is the organization of exchange operations with cash foreign currency”
Type of Enactments
1. Concerning observance of requirements of the foreign exchange legislation
2.
2.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Филиал в области Жетісу (город Талдыкорган)
"Bank Freedom Finance Kazakhstan" JSC
Second tier banks
15.04.2025
№250000800000046 и №250000800000047
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
154 758 814,00
The nature of a breach:
1. Violation of the procedure for the purchase and (or) sale of non-cash foreign currency on the domestic foreign exchange market of the Republic of Kazakhstan, established by the regulatory legal act of the National Bank of the Republic of Kazakhstan, committed repeatedly within a year after the imposition of an administrative penalty
Статья/пункты НПА, Статья КоАП:
1.
Статья: 252
Пункт: 2
-
Type of Enactments
1. Concerning observance of requirements of the foreign exchange legislation
Name of Regional Branch of National Bank of Kazakhstan / Department:
Постоянное представительство Национального Банка Республики Казахстан в городе Алматы
Authorized organization
08.04.2025
Sanctions and other administrative penalties
Fine imposed under administrative law
The nature of a breach:
Date of performance:
23.04.2025
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning observance of requirements of the foreign exchange legislation
Name of Regional Branch of National Bank of Kazakhstan / Department:
Алматинский городской филиал (Алматы)
Authorized organization
08.04.2025
Sanctions and other administrative penalties
Fine imposed under administrative law
The nature of a breach:
Date of performance:
23.04.2025
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning observance of requirements of the foreign exchange legislation
Name of Regional Branch of National Bank of Kazakhstan / Department:
Алматинский городской филиал (Алматы)
Authorized organization
08.04.2025
Sanctions and other administrative penalties
Fine imposed under administrative law
The nature of a breach:
Date of performance:
23.04.2025
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning observance of requirements of the foreign exchange legislation
Name of Regional Branch of National Bank of Kazakhstan / Department:
Алматинский городской филиал (Алматы)
AB "KAZAKHSTAN-ZIRAAT INTERNATIONAL BANK" JSC
Second tier banks
04.04.2025
250000800000242
Sanctions and other administrative penalties
Warning
Punishment awarded:
warning
The nature of a breach:
1. Violation by an agent of currency control of the deadline for submitting a report on currency export or import agreements stipulated by the regulatory legal act of the National Bank of the Republic of Kazakhstan
Статья/пункты НПА, Статья КоАП:
1.
Статья: 217
Пункт: 5
-
Type of Enactments
1. Concerning observance of requirements of the foreign exchange legislation
Name of Regional Branch of National Bank of Kazakhstan / Department:
Постоянное представительство Национального Банка Республики Казахстан в городе Алматы
"Altyn tenge" LLP
Authorized organization
18.04.2025
31-3-19/209/К
Supervisory response
Measures to improve financial condition and / or minimize risks (written prescription)
The nature of a breach:
1. violation of subparagraph 2) of paragraph 11 of Rules No. 49\
2. 1) Failure of financial monitoring entities to take measures to properly verify clients (their representatives) and beneficial owners, part 4 of Article 214 of the Administrative Code; 2) Failure by financial monitoring entities to fulfill their obligations to refuse a client to establish business relations and conduct transactions with money, part 6 of Article 214 of the Administrative Code
3. Conducting an exchange transaction without appropriately reflecting its results in accounting, paragraph 4 of article 7 of the Law on Accounting and Financial Reporting
2. 1) Failure of financial monitoring entities to take measures to properly verify clients (their representatives) and beneficial owners, part 4 of Article 214 of the Administrative Code; 2) Failure by financial monitoring entities to fulfill their obligations to refuse a client to establish business relations and conduct transactions with money, part 6 of Article 214 of the Administrative Code
3. Conducting an exchange transaction without appropriately reflecting its results in accounting, paragraph 4 of article 7 of the Law on Accounting and Financial Reporting
Date of performance:
05.05.2025
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1.
2.
3. On compliance with accounting and financial reporting standards
2.
3. On compliance with accounting and financial reporting standards
Name of Regional Branch of National Bank of Kazakhstan / Department:
Западно-Казахстанский филиал (Уральск)
Authorized organization
08.04.2025
Sanctions and other administrative penalties
Fine imposed under administrative law
The nature of a breach:
Date of performance:
05.06.2025
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Алматинский городской филиал (Алматы)
