Issuer
20.11.2014
33-3-20/3806 от 20.11.2014
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
14.01.2014
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Issuer
20.11.2014
33-3-20//3800 от 20.11.2014
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
14.01.2015
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Industrial and Commercial Bank of China in Almaty", JSC
Second tier banks
09.01.2014
66-3-2-09/60
Limited enforcement action
Written warning
The nature of a breach:
1. In accordance with Article 46 of the Law on banks of the Republic of Kazakhstan, a written warning was issued to the Bank in connection with non-compliance of the the Bank woth the Rules of determining the value of pledge and other collateral №64 dated 25.02.2013, as well as the rules of creating provisions (reserves) in accordance with IFRS and the requirements of the legislation of the Republic of Kazakhstan on Accounting and Financial Reporting №65 dated 25.02.2013.
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Евразийская промышленная компания" JSC
Issuer
20.11.2014
33-3-20/3820 от 20.11.2014
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
09.12.2014
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Industrial and Commercial Bank of China in Almaty", JSC
Second tier banks
09.01.2014
66-3-2-09/59
Limited enforcement action
Written warning
The nature of a breach:
1. In accordance with Article 46 of the Law on Banks of the Republic of Kazakhstan, a written warning was issued to the Bank in connection with violation of the Resolution of the Board of the Committee "On approval of the submission of information on transactions of the second-tier banks with persons associated with them by special relations" on July 15, 2010 № 108, as well as providing Bank Committee with the false statements.
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
AB "KAZAKHSTAN-ZIRAAT INTERNATIONAL BANK" JSC
Second tier banks
09.01.2014
66-6-1-10/26
Limited enforcement action
Commitment letter
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, written order was issued to the bank for violation of regulations
Date of performance:
20.01.2014
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
AB "KAZAKHSTAN-ZIRAAT INTERNATIONAL BANK" JSC
Second tier banks
09.01.2014
66-6-1-10/25
Limited enforcement action
Written warning
The nature of a breach:
1. In accordance with Article 46 of the Banking law of RK, written notification, for violation of regulations
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Issuer
21.11.2014
33-3-20/3841 от 21.11.2014
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
15.12.2014
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Issuer
21.11.2014
33-3-20/3836 от 21.11.2014
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
23.12.2014
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Issuer
26.11.2014
33-3-20//3941 от 26.11.2014
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
30.12.2014
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
