Issuer
09.10.2014
33-3-20/2834 от 09.10.2014г.
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
30.12.2014
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Issuer
09.10.2014
33-3-20/2833 от 09.10.2014г.
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
19.12.2014
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Issuer
13.10.2014
33-3-20/2926 от 13.10.2014
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
19.11.2014
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Issuer
13.10.2014
33-3-20/2925 от 13.10.2014
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
19.11.2014
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"ATFBank", JSC
Second tier banks
30.09.2013
66-3-1-25/4871
Limited enforcement action
Commitment letter
The nature of a breach:
1. As a per Article 46 of the Banking Law of the Republic of Kazakhstan commitment letter was issued to the bank for violation of the placement of the funds in domestic assets ratio
Date of performance:
04.10.2013
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
JSC SB "National Bank of Pakistan" in Kazakhstan
Second tier banks
01.10.2013
66-3-2-09/4911
Limited enforcement action
Written prescription
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan written notification was issued to the bank for not implemented in terms some of point of measures plan about elimination of the violations identified during on-site inspection.
Date of performance:
07.10.2013
Статья/пункты НПА, Статья КоАП:
Note:
Implemented by letter from the bank №NBP/ALMATY/2013/5797of 07.10.2013
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Temirbank" JSC
Second tier banks
01.10.2013
67-1-1-06/7465
Limited enforcement action
Written warning
The nature of a breach:
1. In accordance with Article 46 of the Law of the Republic of Kazakhstan "On Banks and Banking Activities in the Republic of Kazakhstan" a written notification was ussued to the Bank for the private ruling of the Zhambyl district court of Almaty region from 29.07.13 till the civil case №2-541/13
Date of performance:
10.10.2013
Статья/пункты НПА, Статья КоАП:
Note:
Implemented by letter №9-3/107
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Temirbank" JSC
Second tier banks
01.10.2013
66-3-1-11/4920
Limited enforcement action
Written prescription
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, written order was issued to the bank for delay in the execution of one of the points of the measures plan about elimination of the violations and concerns identified during on-site inspection.
Date of performance:
28.10.2013
Статья/пункты НПА, Статья КоАП:
Note:
Implemented (letter of 07.10.2013 № 9-3/10607)
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Eurasian Bank", JSC
Second tier banks
02.10.2013
67-1-1-06/7520
Limited enforcement action
Written prescription
The nature of a breach:
1. In accordance with Article 46 of the Law of the Republic of Kazakhstan "On Banks and Banking Activities in the Republic of Kazakhstan" (further is Law on Banks) written binding over is taken away Bank for violation of requirements of norm of point 2 Article 35 Law on Banks
Date of performance:
16.10.2013
Статья/пункты НПА, Статья КоАП:
Note:
Implemented (letter №16-002/44066 of 16.10.13y and №16-002/44545 of 21.10.13e)
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Bank CenterCredit", JSC
Second tier banks
02.10.2013
67-1-1-06/7511
Limited enforcement action
Written warning
The nature of a breach:
1. Pursuant to the definition of private Kyzylorda Regional Specialized Interdistrict Economic Court № 2-1130-13 from 08.08.13
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
