Issuer
12.11.2014
33-3-20/3590 от 12.11.2014
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
23.12.2014
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Kazakh auenderi" JSC
Issuer
12.11.2014
33-3-20/3608 от 12.11.2014
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
12.12.2014
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
AB "KAZAKHSTAN-ZIRAAT INTERNATIONAL BANK" JSC
Second tier banks
25.12.2013
63-3-2-09/6384
Limited enforcement action
Written prescription
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, written order was issued to the bank for violation of the deadline for submission of information
Date of performance:
30.12.2013
Статья/пункты НПА, Статья КоАП:
Note:
Implemented by letter from the bank №543 of 30.12.2013
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
AB "KAZAKHSTAN-ZIRAAT INTERNATIONAL BANK" JSC
Second tier banks
25.12.2013
66-3-2-09/6384
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
30.12.2013
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
Issuer
20.11.2014
33-3-20/3828 от 20.11.2014
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
22.12.2014
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Issuer
20.11.2014
33-3-20/3796 от 20.11.2014
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
23.12.2014
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
JSC SB "National Bank of Pakistan" in Kazakhstan
Second tier banks
28.12.2013
331
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
1038600
The nature of a breach:
1. administrative sanction was applied due to the failure of the Bank to comply with obligations, imposed by the Authorized Body by means of application of restricted impact measures
Date of performance:
28.12.2013
Статья/пункты НПА, Статья КоАП:
1.
Статья: 168-2
Пункт: 2
- Of Administrative Violations Code of the Republic of Kazakhstan
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
«ForteBank», JSC
Second tier banks
08.01.2014
66-3-1-26/34
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
15.01.2014
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
Issuer
20.11.2014
33-3-20/3831 от 20.11.2014
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
23.12.2014
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Alliance Bank", JSC
Second tier banks
08.01.2014
66-3-1-26/34
Limited enforcement action
Commitment letter
The nature of a breach:
1. According to the article 46 of the Law on banks to failure of separate paragraph of the written agreement № 66-3-1-25/3936 dated to August 8, 2013 to the Bank was applied limited measure in the form of requesting a letter of commitment.
Date of performance:
15.01.2014
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
