"Bank CenterCredit", JSC
Second tier banks
19.06.2013
67-1-1-06/4294
Limited enforcement action
Written warning
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"BTA Bank", JSC (renamed from "Bank TuranAlem", JSC)
Second tier banks
19.06.2013
67-1-1-06/4302
Limited enforcement action
Written prescription
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan written order was issued to bank for violation of the Law of the Republic of Kazakhstan On the order of consideration of physical and legal entities
Date of performance:
25.06.2013
Статья/пункты НПА, Статья КоАП:
Note:
implemented (letters of 19.06.13 №11ЕЖ-АЛМ31-3/2889 and 27.06.13 №02БА-86-1/3000)
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Shinhan Bank Kazakhstan"
Second tier banks
20.06.2013
66-6-1-04/1155
Limited enforcement action
Written warning
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, written order was issued to the bank for violation of regulations
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Shinhan Bank Kazakhstan"
Second tier banks
20.06.2013
66-6-1-04/1156
Limited enforcement action
Commitment letter
The nature of a breach:
1. In accordance with Article 46 of the Banking Law of the RK, written notification, for violation of regulations
Date of performance:
28.06.2013
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Temirbank" JSC
Second tier banks
20.06.2013
89
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
1038600
The nature of a breach:
1. administrative sanction was applied due to providing by the Bank to the authorized body repeatedly within one year after the imposition of an administrative penalty misreporting information
Date of performance:
20.06.2013
Статья/пункты НПА, Статья КоАП:
1.
Статья: 168-2
Пункт: 1
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Eurasian Bank", JSC
Second tier banks
20.06.2013
101
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
605 850 kzt
The nature of a breach:
1. administrative sanction was applied due to inappropriate subjects of financial monitoring legislation of Republic of Kazakhstan on countering the legalization (laundering) of illegally obtained, and the financing of terrorism in terms of documenting and providing information on transactions subject to financial monitoring|
Статья/пункты НПА, Статья КоАП:
1.
Статья: 168-3
Пункт: 1
- Of Administrative Violations Code of the Republic of Kazakhstan
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
Issuer
16.08.2013
66-4-3-20/3295
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
04.11.2013
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Issuer
16.08.2013
66-4-3-20/3312
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
17.09.2013
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
АО "Казахстанский центр индустрии и экспорта "Qazlndustry" (прежнее наименование - АО ("Казахстанский институт развития индустрии")
Issuer
22.08.2013
66-4-3-20/3440
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
29.10.2013
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Issuer
23.08.2013
66-4-3-20/3452
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
24.09.2013
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
