"Citibank Kazakhstan", JSC
Second tier banks
29.08.2013
161
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
173100
The nature of a breach:
1. Official (Syed Asif Ali Zaidi) committed an administrative offense, expressed in the implementation of transactions prohibited under the banking law
Date of performance:
29.08.2013
Статья/пункты НПА, Статья КоАП:
1.
Статья: 168-2
Пункт: 5
- Of Administrative Violations Code of the Republic of Kazakhstan
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Altyn Bank” JSC (Sabsidiary Bank of China Citic Bank Corporation Limited) (renamed from “Altyn Bank” JSC (Sabsidiary Bank of JSC “Halyk Bank”))
Second tier banks
03.09.2013
66-6-2-10/2079
Limited enforcement action
Written warning
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Altyn Bank” JSC (Sabsidiary Bank of China Citic Bank Corporation Limited) (renamed from “Altyn Bank” JSC (Sabsidiary Bank of JSC “Halyk Bank”))
Second tier banks
03.09.2013
66-6-2-10/2078
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
18.09.2013
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
Issuer
11.11.2013
66-4-3-20/5381г
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
01.02.2014
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Issuer
11.11.2013
66-4-3-20/5381г
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
01.02.2014
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Altyn Bank” JSC (Sabsidiary Bank of China Citic Bank Corporation Limited) (renamed from “Altyn Bank” JSC (Sabsidiary Bank of JSC “Halyk Bank”))
Second tier banks
03.09.2013
66-6-2-10/2078
Limited enforcement action
Commitment letter
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan6 written liability was issued to the bank for violation of regulations
Date of performance:
18.09.2013
Статья/пункты НПА, Статья КоАП:
Note:
Implemented (letter №3618 of 1
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Issuer
11.11.2013
66-4-3-20/5381г
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
01.02.2014
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Altyn Bank” JSC (Sabsidiary Bank of China Citic Bank Corporation Limited) (renamed from “Altyn Bank” JSC (Sabsidiary Bank of JSC “Halyk Bank”))
Second tier banks
03.09.2013
66-6-2-10/2079
Limited enforcement action
Written warning
The nature of a breach:
1. In accordance with Article 46 of the Banking Law of the RK, written prevention, for violation of regulations
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Bank CenterCredit", JSC
Second tier banks
03.09.2013
67-1-1-06/6896
Limited enforcement action
Written prescription
The nature of a breach:
1. In accordance with Article 46 of the Law of the Republic of Kazakhstan "On Banks and Banking Activities in the Republic of Kazakhstan" (further is Law on Banks) written binding over is taken away Bank for violation of requirements of norm of point 2 Article 35 Law on Banks
Date of performance:
18.09.2013
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Issuer
11.11.2013
66-4-3-20/5381г
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
01.02.2014
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
