"Halyk Bank of Kazakhstan", JSC
Second tier banks
05.09.2013
177
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
346200
The nature of a breach:
1. administrative sanction was applied due to non-implementation of control over the targeted placement of pension assets pension fund
Date of performance:
05.09.2013
Статья/пункты НПА, Статья КоАП:
1.
Статья: 172
Пункт: 2
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Issuer
11.11.2013
66-4-3-20/5381г
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
01.02.2014
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Eurasian Bank", JSC
Second tier banks
05.09.2013
172
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
173100
The nature of a breach:
1. Official (Emmanuel Bertrand Jean Gossart) committed an administrative offense, expressed in the banking operations in violation of banking legislation of the Republic of Kazakhstan
Date of performance:
05.09.2013
Статья/пункты НПА, Статья КоАП:
1.
Статья: 168-2
Пункт: 5
- Of Administrative Violations Code of the Republic of Kazakhstan
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Issuer
11.11.2013
66-4-3-20/5381г
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
01.02.2014
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Issuer
11.11.2013
66-4-3-20/5381г
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
01.02.2014
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Eurasian Bank", JSC
Second tier banks
05.09.2013
171
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
173100
The nature of a breach:
1. Official (Mashchyk R.A.) committed an administrative offense, expressed in the submission to the authorized body misreporting information
Date of performance:
05.09.2013
Статья/пункты НПА, Статья КоАП:
1.
Статья: 168-2
Пункт: 1
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Temirbank" JSC
Second tier banks
09.09.2013
67-1-1-06/6983
Limited enforcement action
Written prescription
The nature of a breach:
1. For providing an incomplete set of documents on request CPFSC
Date of performance:
16.09.2013
Статья/пункты НПА, Статья КоАП:
Note:
Implemented by letter from the bank №20-3/9651 of 16.09.2013
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Eurasian Bank", JSC
Second tier banks
09.09.2013
66-6-2-04/2145
Limited enforcement action
Commitment letter
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, written order was issued to the bank for violation of legal acts.
Date of performance:
20.09.2012
Статья/пункты НПА, Статья КоАП:
Note:
Implemented (letter №73-002/40
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Issuer
11.11.2013
66-4-3-20/5381г
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
01.02.2014
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Eurasian Bank", JSC
Second tier banks
09.09.2013
66-6-2-10/2144
Limited enforcement action
Written warning
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, commitment letter was requested from the bank for violation of legal acts.
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
