Airport Korkyt Ata JSC
Issuer
16.05.2013
66-4-3-20/1171
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
02.09.2013
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"ATFBank", JSC
Second tier banks
18.01.2013
663/124/236
Limited enforcement action
Written warning
The nature of a breach:
1. As a per Article 46 of the Banking Law of the Republic of Kazakhstan written notification was issued to the bank conglomerate for violation of the ratio (k3.1)
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Issuer
17.05.2013
66-4-3-20/1201
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
22.10.2013
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Issuer
17.05.2013
66-4-3-20/1195
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
26.06.2013
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Issuer
20.05.2013
66-4-3-20/1214
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
11.06.2013
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"BTA Bank", JSC (renamed from "Bank TuranAlem", JSC)
Second tier banks
18.01.2013
667/106/399
Limited enforcement action
Written warning
The nature of a breach:
1. discrepancy of bank activities to requirements the article 19 of the Law of Republic of Kazakhstan "On credit bureaus and formation of credit histories in the Republic of Kazakhstan"
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Issuer
20.05.2013
66-4-3-20/1222
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
17.07.2013
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"BTA Bank", JSC (renamed from "Bank TuranAlem", JSC)
Second tier banks
21.01.2013
661/247/177
Limited enforcement action
Written warning
The nature of a breach:
1. For untimely granting by statements bank as of 04.12.2012 and 05.12.2012
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Issuer
20.05.2013
66-4-3-20/1225
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
22.10.2013
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Subsidiary Bank “Sberbank of Russia”, JSC (renamed from "TEXAKABANK” JSC)
Second tier banks
21.01.2013
184
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
605850
The nature of a breach:
1. administrative sanction was applied due to inappropriate subjects of financial monitoring legislation of Republic of Kazakhstan on countering the legalization (laundering) of illegally obtained, and the financing of terrorism in terms of documenting and providing information on transactions subject to financial monitoring.
Date of performance:
21.01.2013
Статья/пункты НПА, Статья КоАП:
1.
Статья: 168-3
Пункт: 1
- Of Administrative Violations Code of the Republic of Kazakhstan
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
