"Industrial and Commercial Bank of China in Almaty", JSC
Second tier banks
31.05.2013
66-3-2-24/2452
Limited enforcement action
Commitment letter
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, commitment letter was requested from the bank for violation of the Instructions on prudential regulation, approved by the Resolution of the Agency's Board dated September 30, 2005, №358
Date of performance:
05.06.2013
Статья/пункты НПА, Статья КоАП:
Note:
Executed by letter №269 от 05.06.2013г.
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Bank CenterCredit", JSC
Second tier banks
04.06.2013
67-1-1-06/4030
Limited enforcement action
Commitment letter
The nature of a breach:
1. For violation of norms of Law of Republic of Kazakhstan "About the order of consideration of appeals of physical and legal persons"
Date of performance:
24.06.2013
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"ATFBank", JSC
Second tier banks
05.06.2013
66-3-1-25/2548
Limited enforcement action
Commitment letter
The nature of a breach:
1. Pursuant to a special ruling of the Specialized Interdistrict Economic Court of Almaty of 11/12/12 №2-9612/12
Date of performance:
12.06.2013
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Halyk Bank of Kazakhstan", JSC
Second tier banks
06.06.2013
78
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
865 500 kzt
The nature of a breach:
1. administrative offense resulted in the order of transactions in securities, and the terms of transactions, established by the legislation of the Republic of Kazakhstan|
Статья/пункты НПА, Статья КоАП:
1.
Статья: 195
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Nurbank", JSC
Second tier banks
06.06.2013
78
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
865 500KZT
The nature of a breach:
1. administrative sanction was applied due to transactions on the informal market of securities admitted to trading on the organized securities market, the issuers of which are resident banks RK.|
Статья/пункты НПА, Статья КоАП:
1.
Статья: 195
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"ATFBank", JSC
Second tier banks
06.06.2013
66-3-1-25/2565
Limited enforcement action
Commitment letter
The nature of a breach:
1. In accordance with Article 46 of the Banking Law of the RK, written liability was issued for providing incorrect regulatory report
Date of performance:
19.06.2013
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Subsidiary Bank “Sberbank of Russia”, JSC (renamed from "TEXAKABANK” JSC)
Second tier banks
07.06.2013
66-6-1-04/1010
Limited enforcement action
Written warning
The nature of a breach:
1. In accordance with Article 46 of the Banking Law of the RK, written notification, for violation of regulations
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Subsidiary Bank “Sberbank of Russia”, JSC (renamed from "TEXAKABANK” JSC)
Second tier banks
07.06.2013
66-6-1-04/1009
Limited enforcement action
Commitment letter
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, written order was issued to the bank for violation of regulations
Date of performance:
20.06.2013
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Kazinvestbank", JSC
Second tier banks
11.06.2013
66-3-2-09/2646
Limited enforcement action
Written warning
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan to the bank has been directed the written notification for violation of the Law of the Republic of Kazakhstan "On Joint Stock Companies"
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"BTA Bank", JSC (renamed from "Bank TuranAlem", JSC)
Second tier banks
11.06.2013
66-3-1-25/2667
Limited enforcement action
Commitment letter
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan letter of commitment was requested from the Bank for violation of the Rules of opening, keeping and closing of bank accounts of the clients in banks of the Republic of Kazakhstan #266
Date of performance:
17.06.2013
Статья/пункты НПА, Статья КоАП:
Note:
Implemented (letter of 17.06.2013)
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
