Second tier banks
06.08.2025
250000800000394
Sanctions and other administrative penalties
Warning
Punishment awarded:
Warning
The nature of a breach:
1. On submission financial and other reporting
Статья/пункты НПА, Статья КоАП:
1.
Статья: 212
Пункт: 1
- Of the Code of the Republic of Kazakhstan "on administrative offences"
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
Authorized organization
15.08.2025
Supervisory response
Measures to improve financial condition and / or minimize risks (written prescription)
The nature of a breach:
Date of performance:
22.08.2025
Статья/пункты НПА, Статья КоАП:
1.
Статья: пункт 5
Пункт: приложения 6
-
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Восточно-Казахстанский филиал (Усть-Каменогорск)
"Bar$"Aiyrbastau'' LTD
Authorized organization
05.08.2025
252300800000137
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
58 980
The nature of a breach:
1. Submission by an authorized bank or an authorized organization of an incomplete and (or) unreliable report on the activities of carrying out exchange operations with foreign currency in cash, provided for by the regulatory legal act of the National Bank of the Republic of Kazakhstan
Статья/пункты НПА, Статья КоАП:
1.
Статья: 218
Пункт: 8
-
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Атырауский филиал (Атырау)
Authorized organization
15.08.2025
Limited enforcement action
Қадағалап ден қоюдың ұсынымдық шаралары
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: пункт 5
Пункт: приложения 6
-
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Филиал в Алматинской области (город Қонаев)
"Constanta-A" ALL
Authorized organization
31.07.2025
28-03-16/235
Supervisory response
Measures to improve financial condition and / or minimize risks (written prescription)
Punishment awarded:
written order
The nature of a breach:
1. "Constant-A" LLP has submitted an unreliable report in the form of Appendix № 3 to the NBRK RB № 91 dated 07/20/2020 for the 1st half of 2025.
Date of performance:
01.09.2025
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Rules of organization of exchange operations with cash foreign currency in the Republic of Kazakhstan, resolution of the Board of the National Bank of the Republic of Kazakhstan dated April 4, 2019 No. 49
Name of Regional Branch of National Bank of Kazakhstan / Department:
Акмолинский филиал (Кокшетау)
Authorized organization
15.08.2025
Supervisory response
Measures to improve financial condition and / or minimize risks (written prescription)
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Rules of organization of exchange operations with cash foreign currency in the Republic of Kazakhstan, resolution of the Board of the National Bank of the Republic of Kazakhstan dated April 4, 2019 No. 49
2.
3.
2.
3.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Костанайский филиал (Костанай)
«Курс Алматы» LLP
Authorized organization
15.08.2025
Sanctions and other administrative penalties
Warning
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Алматинский городской филиал (Алматы)
Authorized organization
04.08.2025
252700800000024
Sanctions and other administrative penalties
Warning
The nature of a breach:
1. Submission by an authorized bank or an authorized organization of an incomplete and (or) unreliable report on the activities of carrying out exchange operations with foreign currency in cash, provided for by the regulatory legal act of the National Bank of the Republic of Kazakhstan
Статья/пункты НПА, Статья КоАП:
1.
Статья: 218
Пункт: 7
-
Type of Enactments
1. Rules of organization of exchange operations with cash foreign currency in the Republic of Kazakhstan, resolution of the Board of the National Bank of the Republic of Kazakhstan dated April 4, 2019 No. 49
Name of Regional Branch of National Bank of Kazakhstan / Department:
Западно-Казахстанский филиал (Уральск)
Authorized organization
04.08.2025
252700800000023
Sanctions and other administrative penalties
Warning
The nature of a breach:
1. Submission by an authorized bank or an authorized organization of an incomplete and (or) unreliable report on the activities of carrying out exchange operations with foreign currency in cash, provided for by the regulatory legal act of the National Bank of the Republic of Kazakhstan
Статья/пункты НПА, Статья КоАП:
1.
Статья: 218
Пункт: 7
-
Type of Enactments
1. Rules of organization of exchange operations with cash foreign currency in the Republic of Kazakhstan, resolution of the Board of the National Bank of the Republic of Kazakhstan dated April 4, 2019 No. 49
Name of Regional Branch of National Bank of Kazakhstan / Department:
Западно-Казахстанский филиал (Уральск)
Authorized organization
04.08.2025
252700800000022
Sanctions and other administrative penalties
Warning
The nature of a breach:
1. Submission by an authorized bank or an authorized organization of an incomplete and (or) unreliable report on the activities of carrying out exchange operations with foreign currency in cash, provided for by the regulatory legal act of the National Bank of the Republic of Kazakhstan
Статья/пункты НПА, Статья КоАП:
1.
Статья: 218
Пункт: 7
-
Type of Enactments
1. Rules of organization of exchange operations with cash foreign currency in the Republic of Kazakhstan, resolution of the Board of the National Bank of the Republic of Kazakhstan dated April 4, 2019 No. 49
Name of Regional Branch of National Bank of Kazakhstan / Department:
Западно-Казахстанский филиал (Уральск)
