"First Heartland Jýsan Bank", JSC (renamed from "Tsesnabank", JSC)
Second tier banks
26.07.2012
667/206/4294
Limited enforcement action
Commitment letter
The nature of a breach:
1. In accordance with Article 46 of the Law of the Republic of Kazakhstan "On Banks and Banking Activity in the Republic of Kazakhstan" №2444 dated 31.08.95, the Committee for the control and supervision of the financial market and financial organizations of the National Bank of the Republic of Kazakhstan Financial Supervision demanded a letter of commitment from the bank for breach of the Resolution of the Board of the Agency №140 dated 02.09.08
Date of performance:
13.08.2012
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Alliance Bank", JSC
Second tier banks
26.07.2012
667/206/4293
Limited enforcement action
Written prescription
The nature of a breach:
1. In accordance with Article 46 of the Law of the Republic of Kazakhstan "On Banks and Banking Activity in the Republic of Kazakhstan" prescribed by the Bank to take measures to eliminate violations of the terms of the contract of bank loan
Date of performance:
27.08.2012
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
JSC «Home Credit Bank» (renamed from «Home Credit and Finance Bank» Subsidiary Bank Joint Stock Company)
Second tier banks
31.07.2012
667/106/4389
Limited enforcement action
Written prescription
The nature of a breach:
1. Violation of the requirements of decree of the Agency of the Republic of Kazakhstan on regulation and supervision of financial market and financial organizations # 18 dated on February 28, 2011 "On approving the list of mandatory conditions of the loan agreement"
Date of performance:
31.08.2012
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Kaspi Bank", JSC
Second tier banks
02.08.2012
667/206/4439
Limited enforcement action
Written warning
The nature of a breach:
1. In accordance with Article 46 of the Law of the Republic of Kazakhstan "On Banks and Banking Activity in the Republic of Kazakhstan", written notification was issued to the bank for violation of the Resolution of the Board of the Agency № 49 ""On Approval of Rules of loans documentation"".
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Bank CenterCredit", JSC
Second tier banks
03.08.2012
667/106/4459
Limited enforcement action
Written warning
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Industrial and Commercial Bank of China in Almaty", JSC
Second tier banks
03.08.2012
661/245/1566
Limited enforcement action
Written warning
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"EU Банк ("SB "Eurasian Bank", JSC )", JSC (renamed from «BankPozitiv Kazakhstan», JSC)
Second tier banks
03.08.2012
663/209/3267
Limited enforcement action
Written warning
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan written notification was issued to the Bank for violation of the paragrapf 28-2 of the Rules oa classification of assets, approved by the Resolution of the Agency's Board dated December 25, 2005, №296.
Статья/пункты НПА, Статья КоАП:
Note:
Bank needs to present documents proving the establishment of the appropriate reserves in accordance with the requirements of Rules till 8 August 2012. Executed by letter №1436 of 07/08/2012
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Citibank Kazakhstan", JSC
Second tier banks
07.08.2012
663/209/3314
Limited enforcement action
Written warning
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan a written notification has been sent to the bank in connection with the submission of the report containing inaccurate information
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Altyn Bank” JSC (Sabsidiary Bank of China Citic Bank Corporation Limited) (renamed from “Altyn Bank” JSC (Sabsidiary Bank of JSC “Halyk Bank”))
Second tier banks
13.08.2012
667/202/4627
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
31.08.2012
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Altyn Bank” JSC (Sabsidiary Bank of China Citic Bank Corporation Limited) (renamed from “Altyn Bank” JSC (Sabsidiary Bank of JSC “Halyk Bank”))
Second tier banks
13.08.2012
667/202/4627
Limited enforcement action
Commitment letter
The nature of a breach:
1. Violation of requirement of point 12 Instructions about requirements to the presence of control risk system and internal control in jars the second level, ratified by the decision of Rule of Agency of Republic of Kazakhstan on adjusting and supervision of financial market and financial organizations from 30.09.05 № 359.
Date of performance:
31.08.2012
Статья/пункты НПА, Статья КоАП:
Note:
№3093 Implemented (letter №3093 of 29.08.2012)
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
