"Temirbank" JSC
Second tier banks
03.07.2012
668/119/3749
Limited enforcement action
Commitment letter
The nature of a breach:
1. As a violance paragraph 4 Article 9 of the Law of the Republic of Kazakhstan "On securities market"
Date of performance:
10.08.2012
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Kazinvestbank", JSC
Second tier banks
04.07.2012
661/245/1854
Limited enforcement action
Written warning
The nature of a breach:
1. In accordance with Article 46 of the Banking Law of the RK, written notification was issued for violation of the deadline for submission of reports
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"BTA Bank", JSC (renamed from "Bank TuranAlem", JSC)
Second tier banks
04.07.2012
661/245/1853
Limited enforcement action
Written warning
The nature of a breach:
1. In accordance with Article 46 of the Banking Law of the RK, written notification was issued for violation of the deadline for submission of reports
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Bank CenterCredit", JSC
Second tier banks
09.07.2012
667/106/3937
Limited enforcement action
Written warning
The nature of a breach:
1. Violations of a paragraph 3 Article 312 of the Civil code of the Republic of Kazakhstan and paragraphs 13 and 14 of the Instruction about the requirements for the availability of risk management and internal control in banks, approved by the Board of the Agency on September 30, 2005 № 359.
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"First Heartland Jýsan Bank", JSC (renamed from "Tsesnabank", JSC)
Second tier banks
12.07.2012
76
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
323600
The nature of a breach:
1. administrative sanction was ap
Date of performance:
12.07.2012
Статья/пункты НПА, Статья КоАП:
1.
Статья: 168-2
Пункт: 4
- Of Administrative Violations Code of the Republic of Kazakhstan
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Kazinvestbank", JSC
Second tier banks
13.07.2012
663/224/2934
Limited enforcement action
Commitment letter
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, the Committee for the control and supervision of the financial market and financial organizations of the National Bank of the Republic of Kazakhstan Financial Supervision demanded a letter of commitment from the bank for not implemented some of point of measures plan about elimination of the violations identified during on-site inspection.
Date of performance:
26.07.2012
Статья/пункты НПА, Статья КоАП:
Note:
Executed by letter №01/3422 of 27/07/12
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"ATFBank", JSC
Second tier banks
13.07.2012
667/106/4048
Limited enforcement action
Written warning
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Islamic bank "Zaman-Bank", JSC
Second tier banks
13.07.2012
663/224/2925
Limited enforcement action
Commitment letter
The nature of a breach:
1. In accordance with Article 46 of the Law of the Republic of Kazakhstan "On Banks and Banking Activity in the Republic of Kazakhstan" №2444 dated 31.08.95, the Committee for the control and supervision of the financial market and financial organizations of the National Bank of the Republic of Kazakhstan Financial Supervision demanded a letter of commitment from the bank for breach of the Resolution of the Board of the Agency №140 dated 02.09.08
Date of performance:
20.07.2012
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"First Heartland Jýsan Bank", JSC (renamed from "Tsesnabank", JSC)
Second tier banks
26.07.2012
79
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
80900
The nature of a breach:
1. administrative sanction was ap
Date of performance:
26.07.2012
Статья/пункты НПА, Статья КоАП:
1.
Статья: 168-2
Пункт: 12
- Of Administrative Violations Code of the Republic of Kazakhstan
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
«ForteBank», JSC
Second tier banks
26.07.2012
667/206/4293
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
27.08.2012
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
