JSC "First Heartland Bank" (renamed from JSC "Bank ExpoCredit")
Second tier banks
27.09.2012
99
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
323600
The nature of a breach:
1. administrative sanction was applied due to untimely reporting authorized body.
Date of performance:
27.09.2012
Статья/пункты НПА, Статья КоАП:
1.
Статья: 168-2
Пункт: 1
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Kazkommertsbank", JSC
Second tier banks
28.09.2012
667/106/8014
Limited enforcement action
Written warning
The nature of a breach:
1. Discrepancy of bank activities to requirements The instruction on requirements for having in place the risk management systems and internal controls in tier two banks, approved by the Board of the Agency of the Republic of Kazakhstan on regulation and supervision of financial market and financial organizations in its decision #359 dated 30.09.2005 and other regulations
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Kazinvestbank", JSC
Second tier banks
01.10.2012
668/216/5555
Limited enforcement action
Written warning
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, written order was issued to the bank for violation of requirements established by paragraph 6 Article 20 of the Banking Law of the Republic of Kazakhstan
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Kaspi Bank", JSC
Second tier banks
02.10.2012
80
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
566300
The nature of a breach:
1. administrative sanction was applied due to inappropriate subjects of financial monitoring legislation of Republic of Kazakhstan on countering the legalization (laundering) of illegally obtained, and the financing of terrorism in terms of documenting and providing information on transactions.
Date of performance:
02.10.2012
Статья/пункты НПА, Статья КоАП:
1.
Статья: 168-3
Пункт: 1
- Of Administrative Violations Code of the Republic of Kazakhstan
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
«ForteBank», JSC
Second tier banks
03.10.2012
667/206/9014
Limited enforcement action
Written warning
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Capital Bank Kazakhstan", JSC
Second tier banks
03.10.2012
98
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
323600
The nature of a breach:
1. administrative sanction was ap
Date of performance:
03.10.2012
Статья/пункты НПА, Статья КоАП:
1.
Статья: 168-2
Пункт: 1
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Alliance Bank", JSC
Second tier banks
03.10.2012
667/206/9014
Limited enforcement action
Written warning
The nature of a breach:
1. According to article 46 of the Law of the Republic of Kazakhstan "About banks and bank activity in the Republic of Kazakhstan" to bank the written prevention for the incorrect instruction in contracts of a bank loan of the size of rates of compensation in authentic, annual, effective, comparable calculation is taken out.
Статья/пункты НПА, Статья КоАП:
Note:
Implemented by letter from the bank 41-2/13676 of 05.12.12
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Subsidiary Bank “Sberbank of Russia”, JSC (renamed from "TEXAKABANK” JSC)
Second tier banks
05.10.2012
663/209/4269
Limited enforcement action
Written warning
The nature of a breach:
1. As per Article 46 of the Banking Law written notification was issued to the bank for delay in the execution of one of the points of the measures plan about elimination of the violations and concerns identified during on-site inspection.
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"ATFBank", JSC
Second tier banks
08.10.2012
665/204/2157
Limited enforcement action
Written agreement
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, the Comittee and Bank concluded a written agreement to take corrective measures in order to eliminate the violation of the requirements established by the legislation of the Republic of Kazakhstan.
Date of performance:
31.12.2013
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Eurasian Bank", JSC
Second tier banks
09.10.2012
108
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
145620
The nature of a breach:
1. administrative sanction was applied due to breaking the bank term matching executive employee of the Bank
Date of performance:
09.10.2012
Статья/пункты НПА, Статья КоАП:
1.
Статья: 175-1
Пункт: 1
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
