"Kazkommertsbank", JSC
Second tier banks
13.09.2012
93
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
323600
The nature of a breach:
Date of performance:
13.09.2012
Статья/пункты НПА, Статья КоАП:
1.
Статья: 168-2
Пункт: 1
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Bank CenterCredit", JSC
Second tier banks
14.09.2012
663/113/3928
Limited enforcement action
Written warning
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan a written notification has been sent to the bank in connection with the submission of the report containing inaccurate information
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Kazinvestbank", JSC
Second tier banks
14.09.2012
663/209/3917
Limited enforcement action
Written warning
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan a written notification has been sent to the bank in connection with the submission of the report containing inaccurate information
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Subsidiary Bank "Alfa-Bank", JSC
Second tier banks
14.09.2012
663/209/3915
Limited enforcement action
Written warning
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, written notification was issued to the bank for violation of the maximum exposure to blank credit ratio.
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
«ForteBank», JSC
Second tier banks
18.09.2012
667/206/6063
Limited enforcement action
Written warning
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Alliance Bank", JSC
Second tier banks
18.09.2012
667/206/6063
Limited enforcement action
Written warning
The nature of a breach:
1. Pursuant to a special ruling of the court number 2 in Aktau, Mangistau region of 06/08/12 was a civil case № 2-6963/9-12
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
«ForteBank», JSC
Second tier banks
20.09.2012
97
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
728100
The nature of a breach:
1. administrative penalty resulte
Date of performance:
20.09.2012
Статья/пункты НПА, Статья КоАП:
1.
Статья: 172-2
Пункт: 3
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Islamic bank "Zaman-Bank", JSC
Second tier banks
20.09.2012
665/204/2007
Limited enforcement action
Commitment letter
The nature of a breach:
1. In complying with Article 46 of Law of the Republic of Kazakhstan "On banks and banking activity in the Republic of Kazakhstan" the written liability has been exacted from the bank owing to violations of the requirements established by Paragraph 10 Article 2 and of the Law of the Republic of Kazakhstan "Anti-money laundering and countering financing of terrorism"
Date of performance:
29.09.2012
Статья/пункты НПА, Статья КоАП:
Note:
Implemented by letter from the bank №07-3/1826 of 28.09.2012
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
«ForteBank», JSC
Second tier banks
20.09.2012
97
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
728100
The nature of a breach:
1. administrative penalty resulte
Date of performance:
20.09.2012
Статья/пункты НПА, Статья КоАП:
1.
Статья: 172-2
Пункт: 3
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
АО "ABC Bank"
Second tier banks
20.09.2012
97
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
728 100тг.
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 172-2
Пункт: 3
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
