"KM Excнange" LLP
Authorized organization
12.03.2026
№3928-26-00-3/1727
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
605500
The nature of a breach:
1. Нарушение пункта 2 статьи 10 Закона о ПОД/ФТ/ФРОМУ.
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Костанайский филиал (Костанай)
"KM Excнange" LLP
Authorized organization
12.03.2026
№3928-26-00-3/1727
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
605500
The nature of a breach:
1. Нарушение пункта 2 статьи 10 Закона о ПОД/ФТ/ФРОМУ.
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Костанайский филиал (Костанай)
"KM Excнange" LLP
Authorized organization
12.03.2026
№3928-26-00-3/1727
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
605500
The nature of a breach:
1. Нарушение пункта 2 статьи 10 Закона о ПОД/ФТ/ФРОМУ.
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Костанайский филиал (Костанай)
"Shinhan Bank Kazakhstan"
Second tier banks
12.03.2026
260000800000206
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
61 201 585 fine
The nature of a breach:
1. Violation of the procedure of purchase and (or) sale of non-cash foreign currency in the internal currency market of the Republic of Kazakhstan, established by the regulatory legal act of the National Bank of the Republic of Kazakhstan, committed repeatedly within one year after imposition of an administrative sanction
Статья/пункты НПА, Статья КоАП:
1.
Статья: 252
Пункт: 2
-
Type of Enactments
1. Concerning observance of requirements of the foreign exchange legislation
Name of Regional Branch of National Bank of Kazakhstan / Department:
Постоянное представительство Национального Банка Республики Казахстан в городе Алматы
"Shinhan Bank Kazakhstan"
Second tier banks
12.03.2026
260000800000203, 260000800000204 and 260000800000205
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
194 626 Fine
The nature of a breach:
1. Presentation of incomplete and (or) unreliable report for monitoring of demand and supply sources at internal currency market of the Republic of Kazakhstan by an authorized bank or a professional securities market participant for currency operations on behalf of clients, provided by the regulatory legal act of the National Bank of the Republic of Kazakhstan, committed repeatedly second time within a year after imposition of administrative sanction
Статья/пункты НПА, Статья КоАП:
1.
Статья: 218
Пункт: 4
-
Type of Enactments
1. Concerning observance of requirements of the foreign exchange legislation
Name of Regional Branch of National Bank of Kazakhstan / Department:
Постоянное представительство Национального Банка Республики Казахстан в городе Алматы
Authorized organization
10.03.2026
Sanctions and other administrative penalties
Warning
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 218
Пункт: 7
-
Type of Enactments
1. Rules of organization of exchange operations with cash foreign currency in the Republic of Kazakhstan, resolution of the Board of the National Bank of the Republic of Kazakhstan dated April 4, 2019 No. 49
Name of Regional Branch of National Bank of Kazakhstan / Department:
Шымкентский филиал (Шымкент)
Authorized organization
13.03.2026
Supervisory response
Measures to improve financial condition and / or minimize risks (written prescription)
The nature of a breach:
Date of performance:
31.03.2026
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning observance of requirements of the foreign exchange legislation
Name of Regional Branch of National Bank of Kazakhstan / Department:
Алматинский городской филиал (Алматы)
"Shinhan Bank Kazakhstan"
Second tier banks
10.03.2026
260000800000264
Sanctions and other administrative penalties
Warning
Punishment awarded:
Warning
The nature of a breach:
1. Submission by the currency control agent of an incomplete and (or) unreliable report on the notification of currency transactions carried out, provided for by the regulatory legal act of the National Bank of the Republic of Kazakhstan
Статья/пункты НПА, Статья КоАП:
1.
Статья: 217
Пункт: 3
-
Type of Enactments
1. Concerning observance of requirements of the foreign exchange legislation
Name of Regional Branch of National Bank of Kazakhstan / Department:
Постоянное представительство Национального Банка Республики Казахстан в городе Алматы
"Shinhan Bank Kazakhstan"
Second tier banks
10.03.2026
260000800000262
Sanctions and other administrative penalties
Warning
Punishment awarded:
Warning
The nature of a breach:
1. Submission by an authorized bank or a professional securities market participant engaged in foreign exchange transactions on behalf of clients of an incomplete and (or) unreliable report for the purpose of monitoring sources of supply and demand in the domestic foreign exchange market of the Republic of Kazakhstan, provided for by the regulatory legal act of the National Bank of the Republic of Kazakhstan
Статья/пункты НПА, Статья КоАП:
1.
Статья: 218
Пункт: 3
-
Type of Enactments
1. Concerning observance of requirements of the foreign exchange legislation
Name of Regional Branch of National Bank of Kazakhstan / Department:
Постоянное представительство Национального Банка Республики Казахстан в городе Алматы
"Shinhan Bank Kazakhstan"
Second tier banks
10.03.2026
260000800000261
Sanctions and other administrative penalties
Warning
Punishment awarded:
Warning
The nature of a breach:
1. Submission by an authorized bank or a professional securities market participant engaged in foreign exchange transactions on behalf of clients of an incomplete and (or) unreliable report for the purpose of monitoring sources of supply and demand in the domestic foreign exchange market of the Republic of Kazakhstan, provided for by the regulatory legal act of the National Bank of the Republic of Kazakhstan
Статья/пункты НПА, Статья КоАП:
1.
Статья: 218
Пункт: 3
-
Type of Enactments
1. Concerning observance of requirements of the foreign exchange legislation
Name of Regional Branch of National Bank of Kazakhstan / Department:
Постоянное представительство Национального Банка Республики Казахстан в городе Алматы
