"Insurance Company"Atlanta-Policy", JSC
Insurance organizations
30.10.2007
06-01-18/2800
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
30.11.2007
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Grain Insurance Company", JSC
Insurance organizations
01.11.2007
02-03-53/3382
Limited enforcement action
Written warning
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
«Insurance Company «Kompetenz», JSC (renamed from "Insurance Company "Аllianz Кazakhstan", JSC)
Insurance organizations
01.11.2007
02-03-53/3381
Limited enforcement action
Written warning
The nature of a breach:
Date of performance:
01.12.2007
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Subsidiary Life Insurance Company of the Halyk Bank of Kazakhstan «Halyk -Life», JSC
Insurance organizations
08.11.2007
02-03-53/3466
Limited enforcement action
Written prescription
The nature of a breach:
1. failed to submit reply to th written commitment
Date of performance:
15.11.2007
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Oil Insurance Company", JSC
Insurance organizations
16.11.2007
08-02-3/3498
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
26.11.2007
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "NOMAD Insurance" , JSC
Insurance organizations
27.11.2007
06-01-22/3052
Limited enforcement action
Written prescription
The nature of a breach:
1. as of 1 October 2007 it has breached adequacy standards of actual solvency margin
Date of performance:
30.11.2007
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company"Atlanta-Policy", JSC
Insurance organizations
29.11.2007
06-01-22/3087
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
30.12.2007
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Brocker-Dealers
05.09.2011
664/118/1222
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
09.09.2011
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"First Heartland Securities", JSC
Brocker-Dealers
05.09.2011
664/118/1221
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
09.09.2011
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"ASYL-INVEST", JSC
Brocker-Dealers
05.09.2011
664/118/1212
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
09.09.2011
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
