"Ақ-Саға" LLP
Authorized organization
15.03.2022
39-03-21/143
Supervisory response
Measures to improve financial condition and / or minimize risks (written prescription)
The nature of a breach:
1. 2) paragraphs 11 and 33-1 of Rules No. 49 have been violated
Date of performance:
18.03.2022
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Rules of organization of exchange operations with cash foreign currency in the Republic of Kazakhstan, resolution of the Board of the National Bank of the Republic of Kazakhstan dated April 4, 2019 No. 49
Name of Regional Branch of National Bank of Kazakhstan / Department:
Жамбылский филиал (Тараз)
"West Money" LTD
Authorized organization
15.02.2022
222300800000016
Sanctions and other administrative penalties
Warning
The nature of a breach:
1. submission by the authorized organization of an incomplete and (or) unreliable report on the activities of organizing exchange operations with foreign currency in cash, provided for by the regulatory legal act of the National Bank of the Republic of Kazakhstan
Статья/пункты НПА, Статья КоАП:
1.
Статья: 218
Пункт: 7
-
Type of Enactments
1. Rules of organization of exchange operations with cash foreign currency in the Republic of Kazakhstan, resolution of the Board of the National Bank of the Republic of Kazakhstan dated April 4, 2019 No. 49
Name of Regional Branch of National Bank of Kazakhstan / Department:
Атырауский филиал (Атырау)
"West Money" LTD
Authorized organization
10.02.2022
2399-22-00-3а/29
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
4042962
The nature of a breach:
1. non-provision by the subjects of financial monitoring of information on transactions with money and (or) other property subject to financial monitoring
Статья/пункты НПА, Статья КоАП:
1.
Статья: 214
Пункт: 1
- The Code of Administrative Offenses
Note:
№212300803000065, №212300803000067, №212300803000069, №212300803000071, №212300803000073, №212300803000075, №212300803000077, №212300803000079, №212300803000081 general decision on protocols
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Атырауский филиал (Атырау)
"West Money" LTD
Authorized organization
10.02.2022
2399-22-00-3а/46
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
4492180
The nature of a breach:
1. non-provision by the subjects of financial monitoring of information on transactions with money and (or) other property subject to financial monitoring
Статья/пункты НПА, Статья КоАП:
1.
Статья: 214
Пункт: 1
- The Code of Administrative Offenses
Note:
№212300803000064, №212300803000066, №212300803000068, №212300803000070, №212300803000072, №212300803000074, №212300803000076, №212300803000078, №212300803000080, №212300803000082 general decision on protocols
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Атырауский филиал (Атырау)
Authorized organization
14.03.2022
Sanctions and other administrative penalties
Fine imposed under administrative law
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 5
Пункт: пункт 3 подпункт 1)
-
Type of Enactments
1. Law of the Republic of Kazakhstan dated 28.08.2009 “On Counteracting Legalization (Laundering) of Proceeds from Crime and Financing of Terrorism”, Rules for the organization of exchange operations with foreign currency in cash in the Republic of Kazakhsta
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный филиал (Нур-Султан)
Authorized organization
14.03.2022
Sanctions and other administrative penalties
Fine imposed under administrative law
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 5
Пункт: пункт 3, подпункт 1
-
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный филиал (Нур-Султан)
14.03.2022
Supervisory response
Measures to improve financial condition and / or minimize risks (written prescription)
The nature of a breach:
Date of performance:
15.04.2022
Статья/пункты НПА, Статья КоАП:
1.
Статья: 17
- The Rules of cash transactions
2. Статья: 10 Пункт: пп.1 п.2 -
2. Статья: 10 Пункт: пп.1 п.2 -
Type of Enactments
1. On compliance with the requirements on cash payments and collection of bank notes, coins and valuables
2.
2.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"М-Тенге" LPP
Authorized organization
11.03.2022
Supervisory response
Measures to improve financial condition and / or minimize risks (written prescription)
The nature of a breach:
Date of performance:
17.03.2022
Статья/пункты НПА, Статья КоАП:
1.
Статья: 11
Пункт: 2
-
2. Статья: Пункт 33 -
3. Статья: 34 -
2. Статья: Пункт 33 -
3. Статья: 34 -
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Восточно-Казахстанский филиал (Усть-Каменогорск)
«ФИНАНС-ТРАНЗИТ» LLP
Authorized organization
21.02.2022
Sanctions and other administrative penalties
Warning
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 218
Пункт: 7
-
Type of Enactments
1. Concerning observance of requirements of the foreign exchange legislation
Name of Regional Branch of National Bank of Kazakhstan / Department:
Карагандинский филиал (Караганда)
Collection agency
22.02.2022
Sanctions and other administrative penalties
Warning
The nature of a breach:
1. the deadline for reporting period
2. the deadline for reporting period
2. the deadline for reporting period
Статья/пункты НПА, Статья КоАП:
1.
Статья: 15
Пункт: пп.11 п.1
- The Law on Collection Activities
2. Статья: 2 - GO NB RK №112 of 30.06.2017
2. Статья: 2 - GO NB RK №112 of 30.06.2017
Type of Enactments
1. Law On collection activities
2. On issues of reporting by collection agencies
2. On issues of reporting by collection agencies
Name of Regional Branch of National Bank of Kazakhstan / Department:
Алматинский городской филиал (Алматы)
