Collection agency
18.01.2023
23750080000005
Sanctions and other administrative penalties
Warning
The nature of a breach:
1. the deadline for reporting period
Статья/пункты НПА, Статья КоАП:
1.
Статья: 15
Пункт: пп.11 п.1
- The Law on Collection Activities
Type of Enactments
1. Law On collection activities
Name of Regional Branch of National Bank of Kazakhstan / Department:
Алматинский городской филиал (Алматы)
Collection agency
18.01.2023
23750080000004
Sanctions and other administrative penalties
Warning
The nature of a breach:
1. the deadline for reporting period
Статья/пункты НПА, Статья КоАП:
1.
Статья: 15
Пункт: пп.11 п.1
- The Law on Collection Activities
Type of Enactments
1. Law On collection activities
Name of Regional Branch of National Bank of Kazakhstan / Department:
Алматинский городской филиал (Алматы)
Authorized organization
26.01.2023
25-04-16/213
Limited enforcement action
License suspension
The nature of a breach:
1. Violation of the requirements of paragraphs 33-1, 49, 51, 54 of Rules No. 49
Date of performance:
26.02.2023
Статья/пункты НПА, Статья КоАП:
1.
Статья: 33-1
-
Note:
Suspension of the license for exchange operations with cash foreign currency and its annex for a period of 1 month
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Алматинский городской филиал (Алматы)
Bereke Bank JSC (SB of Lesha Bank LLC (Public))
Second tier banks
13.01.2023
230000800000006
Sanctions and other administrative penalties
Warning
Punishment awarded:
warning
The nature of a breach:
1. Making by an authorized bank a payment and (or) transfer of money on a foreign exchange transaction without submitting a foreign exchange agreement or a foreign exchange agreement with an assigned accounting number, when the submission of such a foreign exchange agreement is mandatory in accordance with the regulatory legal acts of the National Bank of the Republic of Kazakhstan
Статья/пункты НПА, Статья КоАП:
1.
Статья: 210
Пункт: 1
-
Type of Enactments
1. Concerning observance of requirements of the foreign exchange legislation
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Таур Exchange" LLP
Authorized organization
24.01.2023
25-04-16/150
Limited enforcement action
Written prescription
The nature of a breach:
1. violation of the requirement of subparagraph 2) of paragraph 11 of Regulation № 49
Date of performance:
30.01.2023
Статья/пункты НПА, Статья КоАП:
1.
Статья: 11
Пункт: 2
-
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Алматинский городской филиал (Алматы)
"First Heartland Jýsan Bank", JSC (renamed from "Tsesnabank", JSC)
Second tier banks
09.01.2023
Sanctions and other administrative penalties
Warning
The nature of a breach:
1. ч. 1 ст. 252 КоАП
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning observance of requirements of the foreign exchange legislation
Name of Regional Branch of National Bank of Kazakhstan / Department:
Постоянное представительство Национального Банка Республики Казахстан в городе Алматы
"Medina and A" LLP
Authorized organization
27.12.2022
221500800000028
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
245040
The nature of a breach:
1. Subparagraph 4) of paragraph 11, subparagraph 1) of paragraph 6-1 of the Rules for Carrying out exchange operations with cash foreign currency in the Republic of Kazakhstan, approved by Resolution No. 49 of the Board of the National Bank of the Republic of Kazakhstan dated April 4, 2019, was violated
Date of performance:
27.12.2022
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Актюбинский филиал (Актобе)
"Halyk Bank of Kazakhstan", JSC
Second tier banks
27.12.2022
220000800001366
Sanctions and other administrative penalties
Warning
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 217
Пункт: 5
-
Type of Enactments
1. Concerning observance of requirements of the foreign exchange legislation
Name of Regional Branch of National Bank of Kazakhstan / Department:
Постоянное представительство Национального Банка Республики Казахстан в городе Алматы
«TREND exchange» JSC
Authorized organization
10.01.2023
25-04-16/31
Limited enforcement action
Written prescription
The nature of a breach:
1. Violation of the requirement of subparagraph 2) of paragraph 11 of the Rules for carrying out exchange operations with cash foreign currency in the Republic of Kazakhstan dated April 4, 2019 No. 49
Date of performance:
16.01.2023
Статья/пункты НПА, Статья КоАП:
1.
-
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Алматинский городской филиал (Алматы)
Subsidiary JSC Bank VTB (Kazakhstan)
Second tier banks
21.12.2022
220000800001365
Sanctions and other administrative penalties
Warning
Punishment awarded:
warning
The nature of a breach:
1. Making by an authorized bank a payment and (or) transfer of money on a foreign exchange transaction without submitting a foreign exchange agreement or a foreign exchange agreement with an assigned accounting number, when the submission of such a foreign exchange agreement is mandatory in accordance with the regulatory legal acts of the National Bank of the Republic of Kazakhstan
Статья/пункты НПА, Статья КоАП:
1.
Статья: 210
Пункт: 1
-
Type of Enactments
1. Concerning observance of requirements of the foreign exchange legislation
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
