Measures being imposed

1. Violation of terms for presentation financial or other reporting by microfinance organizations by the regulatory legal acts of the National Bank of the Republic of Kazakhstan

1. Статья: 7 Пункт: пп. 9 п.2 - Of the Law of the Republic of Kazakhstan "On microfinance оrganizations"

1. On submission financial and other reporting

Алматинский городской филиал (Алматы)

1. Violation of terms for presentation financial or other reporting by microfinance organizations by the regulatory legal acts of the National Bank of the Republic of Kazakhstan

1. Статья: 7 Пункт: пп. 9 п.2 - Of the Law of the Republic of Kazakhstan "On microfinance оrganizations"

1. On submission financial and other reporting

Алматинский городской филиал (Алматы)

1. Violation of terms for presentation financial or other reporting by microfinance organizations by the regulatory legal acts of the National Bank of the Republic of Kazakhstan

1. Статья: 7 Пункт: пп. 9 п.2 - Of the Law of the Republic of Kazakhstan "On microfinance оrganizations"

1. On submission financial and other reporting

Алматинский городской филиал (Алматы)

1. Violation of terms for presentation financial or other reporting by microfinance organizations by the regulatory legal acts of the National Bank of the Republic of Kazakhstan

1. Статья: 7 Пункт: пп. 9 п.2 - Of the Law of the Republic of Kazakhstan "On microfinance оrganizations"

1. On submission financial and other reporting

Алматинский городской филиал (Алматы)

1. Violation of terms for presentation financial or other reporting by microfinance organizations by the regulatory legal acts of the National Bank of the Republic of Kazakhstan

1. Статья: 7 Пункт: пп. 9 п.2 - Of the Law of the Republic of Kazakhstan "On microfinance оrganizations"

1. On submission financial and other reporting

Алматинский городской филиал (Алматы)

1. violation of paragraph 23 of Rules No. 49 of Tumar Exchange LLP did not notify the Almaty city branch of the National Bank of the Republic of Kazakhstan about the change of the founder within the prescribed period

1. Статья: 23 -

1. Rules of organization of exchange operations with cash foreign currency in the Republic of Kazakhstan, resolution of the Board of the National Bank of the Republic of Kazakhstan dated April 4, 2019 No. 49

Алматинский городской филиал (Алматы)

предупреждение

1. Submission by the currency control agent of an incomplete and (or) unreliable report on notification of conducted currency transactions provided for by the regulatory legal act of the National Bank of the Republic of Kazakhstan

1. Статья: 217 Пункт: 3 -

1. Concerning observance of requirements of the foreign exchange legislation

Постоянное представительство Национального Банка Республики Казахстан в городе Алматы

предупреждение

1. Violation by an agent of currency control of the deadline for submission of a report on currency contracts for export or import stipulated by the regulatory legal act of the National Bank of the Republic of Kazakhstan

1. Статья: 217 Пункт: 5 -

1. Concerning observance of requirements of the foreign exchange legislation

Постоянное представительство Национального Банка Республики Казахстан в городе Алматы

предупреждение

1. Submission by an authorized bank or a professional securities market participant performing currency transactions on behalf of clients of an incomplete and (or) unreliable report for the purposes of monitoring sources of supply and demand in the domestic foreign exchange market of the Republic of Kazakhstan, provided for by the regulatory legal act of the National Bank of the Republic of Kazakhstan

1. Статья: 218 Пункт: 3 -

1. Concerning observance of requirements of the foreign exchange legislation

Постоянное представительство Национального Банка Республики Казахстан в городе Алматы

предупреждение

1. Violation of the procedure for the purchase and (or) sale of non-cash foreign currency in the domestic foreign exchange market of the Republic of Kazakhstan, established by the regulatory legal act of the National Bank of the Republic of Kazakhstan

1. Статья: 252 Пункт: 1-1 -

1. Concerning observance of requirements of the foreign exchange legislation

Постоянное представительство Национального Банка Республики Казахстан в городе Алматы