An organization engaged in microfinance activities
23.05.2023
233500800/000038
Sanctions and other administrative penalties
Warning
Punishment awarded:
Warning
The nature of a breach:
1. Violation of the deadline for submission of other reporting provided by the regulatory legal act of the National Bank of the Republic of Kazakhstan
Статья/пункты НПА, Статья КоАП:
1.
Статья: 212
Пункт: 1
- Of the Code of the Republic of Kazakhstan "on administrative offences"
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Карагандинский филиал (Караганда)
An organization engaged in microfinance activities
23.05.2023
233500800/000037
Sanctions and other administrative penalties
Warning
Punishment awarded:
Warning
The nature of a breach:
1. Violation of the deadline for submission of other reporting provided by the regulatory legal act of the National Bank of the Republic of Kazakhstan
concerning observance of requirements of the foreign exchange legislation
Статья/пункты НПА, Статья КоАП:
1.
Статья: 212
Пункт: 1
- Of the Code of the Republic of Kazakhstan "on administrative offences"
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Карагандинский филиал (Караганда)
An organization engaged in microfinance activities
23.05.2023
233500800/000036
Sanctions and other administrative penalties
Warning
Punishment awarded:
Warning
The nature of a breach:
1. Violation of the deadline for submission of other reporting provided by the regulatory legal act of the National Bank of the Republic of Kazakhstan
Статья/пункты НПА, Статья КоАП:
1.
Статья: 212
Пункт: 1
- Of the Code of the Republic of Kazakhstan "on administrative offences"
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Карагандинский филиал (Караганда)
Authorized organization
25.05.2023
Sanctions and other administrative penalties
Warning
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 19
Пункт: п. 3, подпункт 2)
-
2. Статья: 218 Пункт: 7 -
2. Статья: 218 Пункт: 7 -
Type of Enactments
1.
2.
2.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Восточно-Казахстанский филиал (Усть-Каменогорск)
«DIMAK EXCHANGE»LLP
Authorized organization
08.06.2023
25-04-16/1773
Limited enforcement action
Written prescription
The nature of a breach:
1. violations of the requirements of paragraphs 6, 8, 9 and 10 of the Rules of Accounting Automation approved by Resolution No. 47 of the Board of the National Bank of the Republic of Kazakhstan dated March 27, 2017 have been established
2. violations of paragraph 2 of Article 10 of the AML/CFT Law have been established
2. violations of paragraph 2 of Article 10 of the AML/CFT Law have been established
Date of performance:
31.07.2023
Статья/пункты НПА, Статья КоАП:
1.
- NBK OB # 47 03.27.2017.
2. Статья: 214 -
2. Статья: 214 -
Type of Enactments
1. On compliance with accounting and financial reporting standards
2.
2.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Алматинский городской филиал (Алматы)
Authorized organization
25.05.2023
Sanctions and other administrative penalties
Warning
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 19
Пункт: п. 3, подпункт 2)
-
2. Статья: 218 Пункт: 7 -
2. Статья: 218 Пункт: 7 -
Type of Enactments
1.
2.
2.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Восточно-Казахстанский филиал (Усть-Каменогорск)
An organization engaged in microfinance activities
23.05.2023
233500800/000035
Sanctions and other administrative penalties
Warning
Punishment awarded:
Warning
The nature of a breach:
1. Violation of the reporting deadline stipulated by the regulatory legal act of the National Bank of the Republic of Kazakhstan
Статья/пункты НПА, Статья КоАП:
1.
Статья: 212
Пункт: 1
- Of the Code of the Republic of Kazakhstan "on administrative offences"
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Карагандинский филиал (Караганда)
An organization engaged in microfinance activities
23.05.2023
233500800/000034
Sanctions and other administrative penalties
Warning
Punishment awarded:
Warning
The nature of a breach:
1. Violation of the reporting deadline stipulated by the regulatory legal act of the National Bank of the Republic of Kazakhstan
Статья/пункты НПА, Статья КоАП:
1.
Статья: 212
Пункт: 1
- Of the Code of the Republic of Kazakhstan "on administrative offences"
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Карагандинский филиал (Караганда)
An organization engaged in microfinance activities
23.05.2023
233500800/000033
Sanctions and other administrative penalties
Warning
Punishment awarded:
Warning
The nature of a breach:
1. Violation of the reporting deadline stipulated by the regulatory legal act of the National Bank of the Republic of Kazakhstan
Статья/пункты НПА, Статья КоАП:
1.
Статья: 212
Пункт: 1
- Of the Code of the Republic of Kazakhstan "on administrative offences"
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Карагандинский филиал (Караганда)
An organization engaged in microfinance activities
23.05.2023
233500800/000032
Sanctions and other administrative penalties
Warning
Punishment awarded:
Warning
The nature of a breach:
1. Violation of the reporting deadline stipulated by the regulatory legal act of the National Bank of the Republic of Kazakhstan
Статья/пункты НПА, Статья КоАП:
1.
Статья: 212
Пункт: 1
- Of the Code of the Republic of Kazakhstan "on administrative offences"
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Карагандинский филиал (Караганда)
