An organization engaged in microfinance activities
20.05.2024
Sanctions and other administrative penalties
Fine imposed under administrative law
The nature of a breach:
Date of performance:
17.07.2024
Статья/пункты НПА, Статья КоАП:
1.
Статья: Пункт 10
-
2. Статья: 212 Пункт: 2 -
2. Статья: 212 Пункт: 2 -
Type of Enactments
1.
2.
2.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Восточно-Казахстанский филиал (Усть-Каменогорск)
AB "KAZAKHSTAN-ZIRAAT INTERNATIONAL BANK" JSC
Second tier banks
23.05.2024
240000800000258
Sanctions and other administrative penalties
Warning
Punishment awarded:
Warning
The nature of a breach:
1. Making a payment and (or) money transfer by an authorized bank for a currency transaction without submitting a currency agreement with an assigned account number, when the submission of such a currency agreement is mandatory in accordance with the regulatory legal acts of the National Bank of the Republic of Kazakhstan.
Статья/пункты НПА, Статья КоАП:
1.
Статья: 210
Пункт: 1
-
Type of Enactments
1. Concerning observance of requirements of the foreign exchange legislation
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
Authorized organization
16.05.2024
Sanctions and other administrative penalties
Warning
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 212
Пункт: 1
-
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Шымкентский филиал (Шымкент)
"Magnat" LLP
Authorized organization
17.05.2024
Sanctions and other administrative penalties
Warning
The nature of a breach:
Date of performance:
31.05.2024
Статья/пункты НПА, Статья КоАП:
1.
Статья: 19
Пункт: подпункт 2, пункт 3
-
2. Статья: 218 Пункт: 7 -
2. Статья: 218 Пункт: 7 -
Type of Enactments
1. Law of the Republic of Kazakhstan «On Currency Regulation and Currency Control»
2.
2.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Восточно-Казахстанский филиал (Усть-Каменогорск)
"Magnat" LLP
Authorized organization
17.05.2024
Sanctions and other administrative penalties
Warning
The nature of a breach:
Date of performance:
31.05.2024
Статья/пункты НПА, Статья КоАП:
1.
Статья: 19
Пункт: подпункт 2, пункт 3
-
2. Статья: 218 Пункт: 7 -
2. Статья: 218 Пункт: 7 -
Type of Enactments
1. Law of the Republic of Kazakhstan «On Currency Regulation and Currency Control»
2.
2.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Восточно-Казахстанский филиал (Усть-Каменогорск)
"Magnat" LLP
Authorized organization
17.05.2024
Sanctions and other administrative penalties
Warning
The nature of a breach:
Date of performance:
31.05.2024
Статья/пункты НПА, Статья КоАП:
1.
Статья: 19
Пункт: подпункт 2, пункт 3
-
2. Статья: 218 Пункт: 7 -
2. Статья: 218 Пункт: 7 -
Type of Enactments
1. Law of the Republic of Kazakhstan «On Currency Regulation and Currency Control»
2.
2.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Восточно-Казахстанский филиал (Усть-Каменогорск)
"Magnat" LLP
Authorized organization
17.05.2024
Sanctions and other administrative penalties
Warning
The nature of a breach:
Date of performance:
31.05.2024
Статья/пункты НПА, Статья КоАП:
1.
Статья: 19
Пункт: подпункт 2, пункт 3
-
2. Статья: 218 Пункт: 7 -
2. Статья: 218 Пункт: 7 -
Type of Enactments
1. Law of the Republic of Kazakhstan «On Currency Regulation and Currency Control»
2.
2.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Восточно-Казахстанский филиал (Усть-Каменогорск)
Collection agency
31.05.2024
7528-24-00-3/22341
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
516 880,00 tenge
The nature of a breach:
1. Repeated violation by the collection agency of the deadline for submitting financial or other statements provided for by regulatory legal acts of the National Bank of the Republic of Kazakhstan
Статья/пункты НПА, Статья КоАП:
1.
Статья: 212
Пункт: 2
- Of the Code of the Republic of Kazakhstan "on administrative offences"
Note:
Resolution of the specialized interdistrict court for administrative offenses of the city of Almaty No. 7528-24-00-3/22341 dated May 31, 2024. (protocols on administrative offenses dated April 25, 2024. No. 247500800000344,
No. 247500800000345, No. 247500800000346, No. 247500800000347, No. 247500800000348, No. 247500800000349, No. 2475008000003 50, No. 247500800000351, No. 247500800000352, No. 247500800000353)
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Алматинский городской филиал (Алматы)
"Еrmuhan" LTC
Authorized organization
17.05.2024
Sanctions and other administrative penalties
Warning
The nature of a breach:
1. late submission of a report on transactions carried out through exchange offices for the purchase and (or) sale of refined gold bars issued by the National Bank of the Republic of Kazakhstan, according to Appendix 16
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Rules of organization of exchange operations with cash foreign currency in the Republic of Kazakhstan, resolution of the Board of the National Bank of the Republic of Kazakhstan dated April 4, 2019 No. 49
Name of Regional Branch of National Bank of Kazakhstan / Department:
Акмолинский филиал (Кокшетау)
"Еrmuhan" LTC
Authorized organization
17.05.2024
Sanctions and other administrative penalties
Warning
The nature of a breach:
1. Late submission of a report on the purchase and (or) sale of cash in an amount equal to or exceeding 50,000 (fifty thousand) US dollars in equivalent, according to Appendix 14
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Rules of organization of exchange operations with cash foreign currency in the Republic of Kazakhstan, resolution of the Board of the National Bank of the Republic of Kazakhstan dated April 4, 2019 No. 49
Name of Regional Branch of National Bank of Kazakhstan / Department:
Акмолинский филиал (Кокшетау)
