Measures being imposed

Warning

1. Submission of an unreliable report in accordance with Annex 13 of the Rules 49

1. Статья: 218 Пункт: 7 -

1. Rules of organization of exchange operations with cash foreign currency in the Republic of Kazakhstan, resolution of the Board of the National Bank of the Republic of Kazakhstan dated April 4, 2019 No. 49

Актюбинский филиал (Актобе)

Warning

1. Submission of an unreliable report in accordance with Annex 13 of the Rules 49

1. Статья: 218 Пункт: 7 -

1. Rules of organization of exchange operations with cash foreign currency in the Republic of Kazakhstan, resolution of the Board of the National Bank of the Republic of Kazakhstan dated April 4, 2019 No. 49

Актюбинский филиал (Актобе)

Warning

1. Submission of an unreliable report in accordance with Annex 13 of the Rules 49

1. Статья: 218 Пункт: 7 -

1. Rules of organization of exchange operations with cash foreign currency in the Republic of Kazakhstan, resolution of the Board of the National Bank of the Republic of Kazakhstan dated April 4, 2019 No. 49

Актюбинский филиал (Актобе)

Warning

1. Submission of an unreliable report in accordance with Annex 13 of the Rules 49

1. Статья: 218 Пункт: 7 -

1. Rules of organization of exchange operations with cash foreign currency in the Republic of Kazakhstan, resolution of the Board of the National Bank of the Republic of Kazakhstan dated April 4, 2019 No. 49

Актюбинский филиал (Актобе)

Warning

1. Submission of an unreliable report in accordance with Annex 13 of the Rules 49

1. Статья: 218 Пункт: 7 -

1. Rules of organization of exchange operations with cash foreign currency in the Republic of Kazakhstan, resolution of the Board of the National Bank of the Republic of Kazakhstan dated April 4, 2019 No. 49

Актюбинский филиал (Актобе)

Warning

1. Submission of an unreliable report in accordance with Annex 13 of the Rules 49

1. Статья: 218 Пункт: 7 -

1. Rules of organization of exchange operations with cash foreign currency in the Republic of Kazakhstan, resolution of the Board of the National Bank of the Republic of Kazakhstan dated April 4, 2019 No. 49

Актюбинский филиал (Актобе)

Warning

1. Submission of an unreliable report in accordance with Annex 13 of the Rules 49

1. Статья: 218 Пункт: 7 -

1. Rules of organization of exchange operations with cash foreign currency in the Republic of Kazakhstan, resolution of the Board of the National Bank of the Republic of Kazakhstan dated April 4, 2019 No. 49

Актюбинский филиал (Актобе)

warning

1. submission of false reports in accordance with Annex 13 to the Rules 49

1.

Северо-Казахстанский филиал (Петропавловск)

Written order

1. In violation of paragraph 51 of Rules No. 49, there are no expiration dates for customer identification documents in the register log
2. the transaction codes indicated in the reports for the period from the 1st half of 2023 to the 1st half of 2024 (Appendix 3) do not correspond to the transaction data from the registers, so when the customer purchases foreign currency in cash, 0221 is indicated instead of the 0211 code, as well as when the customer sells foreign currency in cash, 0211 is indicated instead of the 0221 code, according to the resolution Board of the National Bank of the Republic of Kazakhstan No. 91

04.10.2024

1. Статья: 51 Пункт: 2 -

1. Rules of organization of exchange operations with cash foreign currency in the Republic of Kazakhstan, resolution of the Board of the National Bank of the Republic of Kazakhstan dated April 4, 2019 No. 49
2.

Атырауский филиал (Атырау)

written order

1. Conducting exchange operations at a rate that does not comply with the established order. The fixation of the client's data is not from an identity document

02.10.2024

1.

Северо-Казахстанский филиал (Петропавловск)