Measures being imposed

a fine of 55380

1. Presentation of incomplete and (or) unreliable report for monitoring of demand and supply sources at internal currency market of the Republic of Kazakhstan by an authorized bank or a professional securities market participant for currency operations on behalf of clients, provided by the regulatory legal act of the National Bank of the Republic of Kazakhstan, committed repeatedly second time within a year after imposition of administrative sanction

1. Статья: 218 Пункт: 4 -

1. Concerning observance of requirements of the foreign exchange legislation

Постоянное представительство Национального Банка Республики Казахстан в городе Алматы

warning

1. Presentation of incomplete and (or) unreliable report on notification of made currency operations by agent of currency control provided by the regulatory legal act of the National Bank of the Republic of Kazakhstan

1. Статья: 217 Пункт: 3 -

1. Concerning observance of requirements of the foreign exchange legislation

Постоянное представительство Национального Банка Республики Казахстан в городе Алматы

1.

Алматинский городской филиал (Алматы)

1. Rules of organization of exchange operations with cash foreign currency in the Republic of Kazakhstan, resolution of the Board of the National Bank of the Republic of Kazakhstan dated April 4, 2019 No. 49

Шымкентский филиал (Шымкент)

1. Rules of organization of exchange operations with cash foreign currency in the Republic of Kazakhstan, resolution of the Board of the National Bank of the Republic of Kazakhstan dated April 4, 2019 No. 49

Шымкентский филиал (Шымкент)

295360

1. The authorized organization has not complied with the qualification requirements provided for in subparagraph 2) Paragraph 11 of Regulation No. 49, the OP system does not provide recording and storage of information for 90 (ninety) calendar days on technical devices.

07.10.2024

1. Rules of organization of exchange operations with cash foreign currency in the Republic of Kazakhstan, resolution of the Board of the National Bank of the Republic of Kazakhstan dated April 4, 2019 No. 49

Акмолинский филиал (Кокшетау)

Warning

1. Submission by an authorized organization of an incomplete and (or) unreliable report on the activities of organizing exchange operations with foreign currency in cash, provided for by the regulatory legal act of the National Bank of the Republic of Kazakhstan Appendix No. 13

1. Rules of organization of exchange operations with cash foreign currency in the Republic of Kazakhstan, resolution of the Board of the National Bank of the Republic of Kazakhstan dated April 4, 2019 No. 49

Акмолинский филиал (Кокшетау)

License revocation

1. Non-compliance of a legal entity operating exclusively through exchange offices on the basis of a license from the National Bank of the Republic of Kazakhstan for exchange operations with cash foreign currency with the qualification requirements for activities for carrying out exchange operations with cash foreign currency exclusively through exchange offices (subparagraph 13) of paragraph 1 of the article 48 of the Banking Law); systematic (three or more times within twelve consecutive calendar months) violation of the legislation of the Republic of Kazakhstan on issues within the competence of the authorized body or the National Bank of the Republic of Kazakhstan, or systematic (three or more times within twelve consecutive calendar months) failure to comply with supervisory response measures,applied by the authorized body, the National Bank of the Republic of Kazakhstan (subparagraph 7) of paragraph 1 of Article 48 of the Law on Banks).

1. "Bank and banking activities" Republic of Kazakhstan Law

Акмолинский филиал (Кокшетау)

1. Статья: 218 Пункт: 7 -

1. Rules of organization of exchange operations with cash foreign currency in the Republic of Kazakhstan, resolution of the Board of the National Bank of the Republic of Kazakhstan dated April 4, 2019 No. 49

Филиал в Алматинской области (город Қонаев)

Warning

1. submission of an unreliable report under Appendix 13 of Regulation № 49

1. Rules of organization of exchange operations with cash foreign currency in the Republic of Kazakhstan, resolution of the Board of the National Bank of the Republic of Kazakhstan dated April 4, 2019 No. 49

Северо-Казахстанский филиал (Петропавловск)