An organization engaged in microfinance activities
04.11.2024
243500800000060
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
Administrative Fine 73840,00
The nature of a breach:
1. Violation of the deadline for submission of financial and other statements stipulated by the regulatory legal acts of the National Bank of the Republic of Kazakhstan
Статья/пункты НПА, Статья КоАП:
1.
Статья: 212
Пункт: 2
- Of the Code of the Republic of Kazakhstan "on administrative offences"
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Карагандинский филиал (Караганда)
An organization engaged in microfinance activities
11.11.2024
Sanctions and other administrative penalties
Warning
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: пункт 6 приложения 5 к Постановлению Правления НБРК от 28 ноября 2019 года № 224
-
2. Статья: 212 Пункт: 1 - Of the Code of the Republic of Kazakhstan "on administrative offences"
2. Статья: 212 Пункт: 1 - Of the Code of the Republic of Kazakhstan "on administrative offences"
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Филиал в области Абай (город Семей)
An organization engaged in microfinance activities
11.11.2024
Sanctions and other administrative penalties
Warning
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: Пункт 2 Постановления Правления НБ РК от 28 ноября 2019 года № 222
-
2. Статья: 212 Пункт: 1 - Of the Code of the Republic of Kazakhstan "on administrative offences"
2. Статья: 212 Пункт: 1 - Of the Code of the Republic of Kazakhstan "on administrative offences"
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Филиал в области Абай (город Семей)
An organization engaged in microfinance activities
11.11.2024
Sanctions and other administrative penalties
Warning
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: Пункт 2 Постановления Правления НБ РК от 28 ноября 2019 года № 222
-
2. Статья: 212 Пункт: 1 - Of the Code of the Republic of Kazakhstan "on administrative offences"
2. Статья: 212 Пункт: 1 - Of the Code of the Republic of Kazakhstan "on administrative offences"
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Филиал в области Абай (город Семей)
An organization engaged in microfinance activities
11.11.2024
Sanctions and other administrative penalties
Warning
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: пункт 15
Пункт: подпункт 2)
-
2. Статья: 212 Пункт: 1 - Of the Code of the Republic of Kazakhstan "on administrative offences"
2. Статья: 212 Пункт: 1 - Of the Code of the Republic of Kazakhstan "on administrative offences"
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Филиал в области Абай (город Семей)
An organization engaged in microfinance activities
11.11.2024
Sanctions and other administrative penalties
Warning
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: Пункт 2 Постановления Правления НБ РК от 28 ноября 2019 года № 222
-
2. Статья: 212 Пункт: 1 - Of the Code of the Republic of Kazakhstan "on administrative offences"
2. Статья: 212 Пункт: 1 - Of the Code of the Republic of Kazakhstan "on administrative offences"
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Филиал в области Абай (город Семей)
An organization engaged in microfinance activities
11.11.2024
Sanctions and other administrative penalties
Warning
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: Пункт 2 Постановления Правления НБ РК от 28 ноября 2019 года № 222
-
2. Статья: 212 Пункт: 1 - Of the Code of the Republic of Kazakhstan "on administrative offences"
2. Статья: 212 Пункт: 1 - Of the Code of the Republic of Kazakhstan "on administrative offences"
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Филиал в области Абай (город Семей)
An organization engaged in microfinance activities
11.11.2024
Sanctions and other administrative penalties
Warning
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: Пункт 15
-
2. Статья: 212 Пункт: 1 - Of the Code of the Republic of Kazakhstan "on administrative offences"
2. Статья: 212 Пункт: 1 - Of the Code of the Republic of Kazakhstan "on administrative offences"
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Филиал в области Абай (город Семей)
"Еrmuhan" LTC
Authorized organization
25.11.2024
1199-24-00-3а/555
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
11076000
The nature of a breach:
1. Violation of the requirements of subparagraph 1) of paragraph 3 of Article 5 of the AML/CFT Law, Article 11 of the AML/CFT Law
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Акмолинский филиал (Кокшетау)
An organization engaged in microfinance activities
04.11.2024
243500800000066
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
Administrative Fine 73840,00
The nature of a breach:
1. Violation of the deadline for submission of financial and other statements stipulated by the regulatory legal acts of the National Bank of the Republic of Kazakhstan
Статья/пункты НПА, Статья КоАП:
1.
Статья: 212
Пункт: 2
- Of the Code of the Republic of Kazakhstan "on administrative offences"
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Карагандинский филиал (Караганда)
