"CNIC"Interteach", JSC
Insurance organizations
28.11.2019
№190000803000753
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
388850
The nature of a breach:
1. Violation by the subjects of financial monitoring of the legislation of the Republic of Kazakhstan on counteraction to legalization (laundering) of incomes, received by criminal means and financing of terrorism in terms of documenting, storing and providing information on transactions, subject to financial monitoring, their clients, due diligence of clients (their representatives) and beneficiary owners, taking measures to freeze operations with money and (or) other property, refusal to establish business relations and conducting operations with money and (or) other property, suspension of operations subject to financial monitoring, protection of documents, obtained in the process of its activities
Date of performance:
12.01.2020
Статья/пункты НПА, Статья КоАП:
1.
Статья: 214
Пункт: 1
- The Code of Administrative Offenses
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"CNIC"Interteach", JSC
Insurance organizations
28.11.2019
№190000803000752
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
388850
The nature of a breach:
1. Violation by the subjects of financial monitoring of the legislation of the Republic of Kazakhstan on counteraction to legalization (laundering) of incomes, received by criminal means and financing of terrorism in terms of documenting, storing and providing information on transactions, subject to financial monitoring, their clients, due diligence of clients (their representatives) and beneficiary owners, taking measures to freeze operations with money and (or) other property, refusal to establish business relations and conducting operations with money and (or) other property, suspension of operations subject to financial monitoring, protection of documents, obtained in the process of its activities
Date of performance:
12.01.2020
Статья/пункты НПА, Статья КоАП:
1.
Статья: 214
Пункт: 1
- The Code of Administrative Offenses
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"CNIC"Interteach", JSC
Insurance organizations
28.11.2019
№190000803000751
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
388850
The nature of a breach:
1. Violation by the subjects of financial monitoring of the legislation of the Republic of Kazakhstan on counteraction to legalization (laundering) of incomes, received by criminal means and financing of terrorism in terms of documenting, storing and providing information on transactions, subject to financial monitoring, their clients, due diligence of clients (their representatives) and beneficiary owners, taking measures to freeze operations with money and (or) other property, refusal to establish business relations and conducting operations with money and (or) other property, suspension of operations subject to financial monitoring, protection of documents, obtained in the process of its activities
Date of performance:
12.01.2020
Статья/пункты НПА, Статья КоАП:
1.
Статья: 214
Пункт: 1
- The Code of Administrative Offenses
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Microfinancial organization "GoldFinMarket"
An organization engaged in microfinance activities
27.07.2016
65-40-11/2047
Limited enforcement action
Written prescription
The nature of a breach:
1. For failure to comply with prudential norms on equity established for Microfinance organizations of the Rules, approved by the Resolution No 382 of 24 December 2012 of the Board of the NBRK
Date of performance:
01.10.2016
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Cconcerning accomplishment of minimum reserve requirements' standards
Name of Regional Branch of National Bank of Kazakhstan / Department:
Южно-Казахстанский филиал (Шымкент)
«Central Asia Microfinancial organization" LLP
An organization engaged in microfinance activities
18.08.2016
52-14-20/4019
Limited enforcement action
Written prescription
The nature of a breach:
1. For failure to comply with prudential norms on equity established for Microfinance organizations of the Rules, approved by the Resolution No 382 of 24 December 2012 of the Board of the NBRK
Date of performance:
05.09.2016
Статья/пункты НПА, Статья КоАП:
1.
Статья: 2
- Of Prudential standards and other binding norms for microfinance organization limits and the method of their calculation , as well as forms and terms of reporting on their implementation
Type of Enactments
1. Cconcerning accomplishment of minimum reserve requirements' standards
Name of Regional Branch of National Bank of Kazakhstan / Department:
Алматинский городской филиал (Алматы)
"MFO "Retail Kredit" LLC
An organization engaged in microfinance activities
18.08.2016
52-14-20/4018
Limited enforcement action
Written prescription
The nature of a breach:
1. For failure to comply with prudential norms on equity established for Microfinance organizations of the Rules, approved by the Resolution No 382 of 24 December 2012 of the Board of the NBRK
Date of performance:
05.09.2016
Статья/пункты НПА, Статья КоАП:
1.
Статья: 2
- Of Prudential standards and other binding norms for microfinance organization limits and the method of their calculation , as well as forms and terms of reporting on their implementation
Type of Enactments
1. Cconcerning accomplishment of minimum reserve requirements' standards
Name of Regional Branch of National Bank of Kazakhstan / Department:
Алматинский городской филиал (Алматы)
"Microfinancial organization "А-Plus" LLC
An organization engaged in microfinance activities
18.08.2016
52-14-20/4017
Limited enforcement action
Written prescription
The nature of a breach:
1. For failure to comply with prudential norms on equity established for Microfinance organizations of the Rules, approved by the Resolution No 382 of 24 December 2012 of the Board of the NBRK
Date of performance:
05.09.2016
Статья/пункты НПА, Статья КоАП:
1.
Статья: 2
- Of Prudential standards and other binding norms for microfinance organization limits and the method of their calculation , as well as forms and terms of reporting on their implementation
Type of Enactments
1. Cconcerning accomplishment of minimum reserve requirements' standards
Name of Regional Branch of National Bank of Kazakhstan / Department:
Алматинский городской филиал (Алматы)
"Alexa" Microfinancial organization", LLP
An organization engaged in microfinance activities
06.09.2016
64-12-06/3169
Limited enforcement action
Written prescription
The nature of a breach:
1. Late submission of financial statements
Date of performance:
16.09.2016
Статья/пункты НПА, Статья КоАП:
1.
Статья: 11
- Of Prudential standards, other binding norms and limits, the method of their calculation for microfinance organizations, as well as the form and terms of reporting on their implementation (RB NBRK №382 dated 24.12.2012.)
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный филиал (Нур-Султан)
«Шалкар-Несие» микроқаржы ұйымы» жауапкершілігі шектеулі серіктестігi
An organization engaged in microfinance activities
08.09.2016
64-12-06/3203
Limited enforcement action
Written prescription
The nature of a breach:
1. late submission of financial statements
Date of performance:
20.09.2016
Статья/пункты НПА, Статья КоАП:
1.
Статья: 18
-
Note:
written instruction executed
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный филиал (Нур-Султан)
«Microfinancial organization «Makhambet» LLP
An organization engaged in microfinance activities
05.10.2016
№54-09-08/1998
Limited enforcement action
Written prescription
The nature of a breach:
1. For failure to comply with prudential norms on equity established for Microfinance organizations of the Rules, approved by the Resolution No 382 of 24 December 2012 of the Board of the NBRK
Date of performance:
20.10.2016
Статья/пункты НПА, Статья КоАП:
1.
Статья: 2
- Of Prudential standards and other binding norms for microfinance organization limits and the method of their calculation , as well as forms and terms of reporting on their implementation
Type of Enactments
1. Cconcerning accomplishment of minimum reserve requirements' standards
Name of Regional Branch of National Bank of Kazakhstan / Department:
Атырауский филиал (Атырау)
