"Subsidiary Life Insurance Company of the BTA Bank "BTA Life", JSC
Insurance organizations
27.12.2010
Limited enforcement action
Commitment letter
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. On compliance with accounting and financial reporting standards
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Oil Insurance Company", JSC
Insurance organizations
19.11.2018
№180000803001494
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
721500
The nature of a breach:
1. Аdministrative sanction was applied due to violation by the insurance (reinsurance) organization of the requirements of legislative acts of the Republic of Kazakhstan, expressed in the failure or improper fulfillment of the requirements for the provision of information in the database on insurance
Date of performance:
19.12.2018
Статья/пункты НПА, Статья КоАП:
1.
Статья: 230
Пункт: 3
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Insurance Company "Коmmesk-Оmir", JSC
Insurance organizations
16.02.2011
Limited enforcement action
Written prescription
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. On compliance with accounting and financial reporting standards
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Oil Insurance Company", JSC
Insurance organizations
19.11.2018
№180000803001489- №180000803001492
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
3051
The nature of a breach:
1. Аdministrative sanction was applied due to conclusion of an obligatory insurance contract by an insurance (reinsurance) company on conditions that do not comply with the requirements of the legislation of the Republic of Kazakhstan, expressed in setting the size of insurance premiums other than those specified by the laws of the Republic of Kazakhstan on compulsory types of insurance, as well as incorrect (unreasonable) application of coefficients in calculating insurance premiums
Date of performance:
19.12.2018
Статья/пункты НПА, Статья КоАП:
1.
Статья: 230
Пункт: 5
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Oil Insurance Company", JSC
Insurance organizations
20.11.2018
№33-2-05/7485
Limited enforcement action
Written warning
The nature of a breach:
1. 1) For advertising faulse activities;
3. 2) For incorrect accounting of the reinsurer's share in insurance reserves
3. 2) For incorrect accounting of the reinsurer's share in insurance reserves
Статья/пункты НПА, Статья КоАП:
1.
Статья: 52-2
Пункт: 1
- Of the Law on Insurance Activities
2. Статья: 8 Пункт: 3 - Of theLaw on compulsory motor third-party liability
3. Статья: 36 - Of Resolution No. 304
2. Статья: 8 Пункт: 3 - Of theLaw on compulsory motor third-party liability
3. Статья: 36 - Of Resolution No. 304
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Insurance Company "NOMAD Insurance" , JSC
Insurance organizations
22.11.2018
180000803001530 - 180000803001533
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
3848000
The nature of a breach:
1. Аdministrative sanction was applied due to violation of the legislation of the Republic of Kazakhstan on counteraction to legalization (laundering) of proceeds from crime and financing of terrorism in terms of suspension and failure to conduct transactions subject to financial monitoring, and providing information on transactions subject to financial monitoring
Date of performance:
03.01.2019
Статья/пункты НПА, Статья КоАП:
1.
Статья: 214
Пункт: 1
- Of Administrative Violations Code of the Republic of Kazakhstan
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
«KazakhExport» Export insurance company, JSC
Insurance organizations
20.05.2010
Limited enforcement action
Written prescription
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
Note:
former - АО "Государственная страховая корпорация по страхованию экспортных кредитов и
Type of Enactments
1. On compliance with accounting and financial reporting standards
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Insurance Company "Centras Insurance", JSC
Insurance organizations
12.07.2010
Limited enforcement action
Written prescription
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. On compliance with accounting and financial reporting standards
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Insurance Company "Amanat", JSC
Insurance organizations
26.07.2010
Limited enforcement action
Written prescription
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. On compliance with accounting and financial reporting standards
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Kaspi Insurance" JSC (renamed from - "Insurance Company "Almaty International Insurance Group" JSC "Subsidiary Company "Kaspi Bank" JSC)
Insurance organizations
26.07.2010
Limited enforcement action
Written prescription
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
Note:
(продлен от 11.01.2011 г.)
Type of Enactments
1. On compliance with accounting and financial reporting standards
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
