Insurance Company "Jýsan Garant" JSC (renamed from - Subsidiary "Tsesnabank" JSC Insurance Company "Tsesna Garant" JSC)
Insurance organizations
17.10.2014
25-5-05/259
Limited enforcement action
Commitment letter
The nature of a breach:
1. For untimely granting statements by organization as of 01.09.2014
Date of performance:
28.10.2014
Статья/пункты НПА, Статья КоАП:
Note:
implemented
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
«Insurance Company «Kompetenz», JSC (renamed from "Insurance Company "Аllianz Кazakhstan", JSC)
Insurance organizations
17.10.2014
25-5-05/255
Limited enforcement action
Commitment letter
The nature of a breach:
1. For untimely granting statements by organization as of 01.09.2014
Date of performance:
28.10.2014
Статья/пункты НПА, Статья КоАП:
Note:
implemented
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
«KazakhExport» Export insurance company, JSC
Insurance organizations
17.10.2014
25-5-05/257
Limited enforcement action
Commitment letter
The nature of a breach:
1. For untimely granting statements by organization as of 01.09.2014
Date of performance:
28.10.2014
Статья/пункты НПА, Статья КоАП:
Note:
implemented
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Eurasia" Insurance Company", JSC
Insurance organizations
17.10.2014
62824/2847
Limited enforcement action
Commitment letter
The nature of a breach:
1. Violation the requirement of paragraph 7 of article 22 of the Law of the Republic of Kazakhstan "On mandatory insurance of civil liability of vehicle owners"
Date of performance:
04.11.2014
Статья/пункты НПА, Статья КоАП:
Note:
Executed letter № 04-13/4183 of 02.12.2014y.
Type of Enactments
1. Concerning observance of financial consumer's rights
Name of Regional Branch of National Bank of Kazakhstan / Department:
Павлодарский филиал (Павлодар)
Insurance Company "Jýsan Garant" JSC (renamed from - Subsidiary "Tsesnabank" JSC Insurance Company "Tsesna Garant" JSC)
Insurance organizations
20.10.2014
30-0-14/3076
Limited enforcement action
Written warning
The nature of a breach:
1. "Violation of requirements of p.3 of article 20 of the "Obligatory incurance of the worker upon accidents at execution of his labor (office) duties" and p.p. 6-1), p.2, art. 17 of “On Compulsory Insurance of Auto Transport Owners’ Civil Responsibility” Law."
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning observance of financial consumer's rights
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Insurance Company "Amanat", JSC
Insurance organizations
22.10.2014
25-5-05/266
Limited enforcement action
Commitment letter
The nature of a breach:
1. For untimely granting statements by organization as of 01.10.2014
Date of performance:
30.10.2014
Статья/пункты НПА, Статья КоАП:
Note:
implemented
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Insurance Company "Salem", JSC (renamed from "Insurance Company "Alatau" JSC) - at the liquidation stage
Insurance organizations
29.10.2014
24-0-13/2/3314
Limited enforcement action
Written prescription
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. On compliance with accounting and financial reporting standards
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Insurance Company "NOMAD Insurance" , JSC
Insurance organizations
01.10.2018
30-1-02/5312
Limited enforcement action
Written prescription
The nature of a breach:
1. Article 52-1 of the Law of the Republic of Kazakhstan "On Insurance Activities"
Date of performance:
02.11.2018
Статья/пункты НПА, Статья КоАП:
1.
Статья: 52-1
- The Law of the Republic of Kazakhstan "On Insurance Activities"
Note:
Executed
Type of Enactments
1. "About insurance" Law of the Republic of Kazakhstan
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Insurance Company "Freedom Finance Insurance", JSC (renamed from "Insurance Company "Trust Insurance", JSC)
Insurance organizations
01.10.2018
№33-1-05/5849
Limited enforcement action
Written warning
The nature of a breach:
1. holding an extraordinary general meeting of shareholders without notifying the National Bank of the Republic of Kazakhstan
Статья/пункты НПА, Статья КоАП:
1.
- The Law of the Republic of Kazakhstan "On the State Regulation, Control and Supervision of the Financial Market and Financial Organizations", The letter of the National Bank of Republic of Kazakhstan from 04.08.2014 №37-1-12/1082
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Subsidiary of Halyk Bank of Kazakhstan "Halyk" Insurance Company", JSC (renamed from “Halyk – Kazakhinstrakh” Subsidiary Insurance Company of the Halyk Bank Kazakhstan», JSC)
Insurance organizations
03.10.2018
58-12-12/3705
Limited enforcement action
Written prescription
The nature of a breach:
1. violation of the period of notification of the applicant about the insufficiency of documents
Date of performance:
19.10.2018
Статья/пункты НПА, Статья КоАП:
1.
Статья: 17
Пункт: пп.6-1 п.2
- Law of Republic Kazakhstan"On compulsory insurance of civil liability of vehicle owners»
Note:
according to the letter of the insurance company No. 1827 from 18.10.2018 term of execution of activities set up to 31.12.2018 g.
Type of Enactments
1. Concerning observance of financial consumer's rights
Name of Regional Branch of National Bank of Kazakhstan / Department:
Карагандинский филиал (Караганда)
