"SEWON-VERTEX HEAVY INDUSTRY" JSC
Issuer
12.06.2015
33-3-20/4326 от 12.06.2015
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
28.07.2015
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Issuer
12.06.2015
33-3-20/4324 от 12.06.2015
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
14.07.2015
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Issuer
12.06.2015
33-3-20/4325 от 12.06.2015
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
15.07.2015
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Meirzhan Medeubaev
Actuaries
03.01.2013
664/208/11
Limited enforcement action
Written warning
The nature of a breach:
Date of performance:
01.07.2013
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Erbol Kelmenbetov
Actuaries
03.01.2013
664/208/11
Limited enforcement action
Written warning
The nature of a breach:
Date of performance:
01.07.2013
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Actuaries
03.01.2013
664/208/11
Limited enforcement action
Written warning
The nature of a breach:
Date of performance:
01.07.2013
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Товарная биржа "Каспий" JSC
Issuer
30.06.2015
33-3-20/5049 от 30.06.2015
Limited enforcement action
Commitment letter
The nature of a breach:
1. Нарушение требований пункта 4 статьи 9 ЗРК "О рынке ценных бумаг"
Date of performance:
30.07.2015
Статья/пункты НПА, Статья КоАП:
Note:
Исполнено №49312 от 13.07.2015
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Roza Mahmedzhanova
Actuaries
03.01.2013
664/208/11
Limited enforcement action
Written warning
The nature of a breach:
Date of performance:
01.07.2013
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Actuaries
03.01.2013
664/208/11
Limited enforcement action
Written warning
The nature of a breach:
Date of performance:
01.07.2013
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Affordable housing" JSC
Issuer
01.07.2015
33-3-20/5098 от 01.07.2015
Limited enforcement action
Commitment letter
The nature of a breach:
1. нарушение пункта 2 статьи 24 ЗРК "О рынке ценных бумаг"
Date of performance:
03.04.2015
Статья/пункты НПА, Статья КоАП:
Note:
Исполнено №53897 от 30.07.2015
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
