An organization engaged in microfinance activities
04.04.2025
Sanctions and other administrative penalties
Warning
The nature of a breach:
1. Violation of terms for presentation financial or other reporting by microfinance organizations by the regulatory legal acts of the National Bank of the Republic of Kazakhstan
Статья/пункты НПА, Статья КоАП:
1.
Статья: Пункт 2 Постановления Правления НБ РК от 28 ноября 2019 года № 222
-
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Алматинский городской филиал (Алматы)
An organization engaged in microfinance activities
04.04.2025
Sanctions and other administrative penalties
Warning
The nature of a breach:
1. Violation of terms for presentation financial or other reporting by microfinance organizations by the regulatory legal acts of the National Bank of the Republic of Kazakhstan
Статья/пункты НПА, Статья КоАП:
1.
Статья: Пункт 2 Постановления Правления НБ РК от 28 ноября 2019 года № 222
-
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Алматинский городской филиал (Алматы)
An organization engaged in microfinance activities
04.04.2025
Sanctions and other administrative penalties
Warning
The nature of a breach:
1. Violation of terms for presentation financial or other reporting by microfinance organizations by the regulatory legal acts of the National Bank of the Republic of Kazakhstan
Статья/пункты НПА, Статья КоАП:
1.
Статья: Пункт 2 Постановления Правления НБ РК от 28 ноября 2019 года № 222
-
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Алматинский городской филиал (Алматы)
An organization engaged in microfinance activities
04.04.2025
Sanctions and other administrative penalties
Warning
The nature of a breach:
1. Violation of terms for presentation financial or other reporting by microfinance organizations by the regulatory legal acts of the National Bank of the Republic of Kazakhstan
Статья/пункты НПА, Статья КоАП:
1.
Статья: Пункт 2 Постановления Правления НБ РК от 28 ноября 2019 года № 222
-
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Алматинский городской филиал (Алматы)
"Altyn tenge" LLP
Authorized organization
07.04.2025
2712-25-00-3/2219
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
550480
The nature of a breach:
1. Failure by financial monitoring entities to fulfill their obligations to refuse a client to establish business relations and conduct transactions with money, part 6 of Article 214 of the Administrative Code
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Западно-Казахстанский филиал (Уральск)
"Altyn tenge" LLP
Authorized organization
07.04.2025
2712-25-00-3/2219
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
550480
The nature of a breach:
1. Failure of financial monitoring entities to take measures to properly verify clients (their representatives) and beneficial owners, part 4 of Article 214 of the Administrative Code.
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Западно-Казахстанский филиал (Уральск)
Authorized organization
01.04.2025
1111-25-00-3/780
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
786400
The nature of a breach:
1. Failure by financial monitoring entities to fulfill their obligations to refuse a client to establish business relations and conduct transactions with money, part 6 of Article 214 of the Administrative Code
Статья/пункты НПА, Статья КоАП:
1.
Статья: 214
- The Code of Administrative Offenses
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Акмолинский филиал (Кокшетау)
Authorized organization
01.04.2025
1111-25-00-3/780
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
786400
The nature of a breach:
1. Failure of financial monitoring entities to take measures to properly verify clients (their representatives) and beneficial owners, part 4 of Article 214 of the Administrative Code.
Статья/пункты НПА, Статья КоАП:
1.
Статья: 214
-
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Акмолинский филиал (Кокшетау)
"Eurasian Bank", JSC
Second tier banks
27.03.2025
253500800000012
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
58980
The nature of a breach:
1. Presentation of unreliable report on activities for organizing of exchange operations with cash foreign currency by an authorized bank, provided by the regulatory legal act of the National Bank of the Republic of Kazakhstan
Статья/пункты НПА, Статья КоАП:
1.
Статья: 218
Пункт: 8
-
Type of Enactments
1. Concerning observance of requirements of the foreign exchange legislation
Name of Regional Branch of National Bank of Kazakhstan / Department:
Карагандинский филиал (Караганда)
"Eurasian Bank", JSC
Second tier banks
27.03.2025
253500800000011
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
58980
The nature of a breach:
1. Presentation of unreliable report on activities for organizing of exchange operations with cash foreign currency by an authorized bank, provided by the regulatory legal act of the National Bank of the Republic of Kazakhstan
Статья/пункты НПА, Статья КоАП:
1.
Статья: 218
Пункт: 8
-
Type of Enactments
1. Concerning observance of requirements of the foreign exchange legislation
Name of Regional Branch of National Bank of Kazakhstan / Department:
Карагандинский филиал (Караганда)
