AB "KAZAKHSTAN-ZIRAAT INTERNATIONAL BANK" JSC
Second tier banks
04.04.2025
250000800000242
Sanctions and other administrative penalties
Warning
Punishment awarded:
warning
The nature of a breach:
1. Violation by an agent of currency control of the deadline for submitting a report on currency export or import agreements stipulated by the regulatory legal act of the National Bank of the Republic of Kazakhstan
Статья/пункты НПА, Статья КоАП:
1.
Статья: 217
Пункт: 5
-
Type of Enactments
1. Concerning observance of requirements of the foreign exchange legislation
Name of Regional Branch of National Bank of Kazakhstan / Department:
Постоянное представительство Национального Банка Республики Казахстан в городе Алматы
"Altyn tenge" LLP
Authorized organization
18.04.2025
31-3-19/209/К
Supervisory response
Measures to improve financial condition and / or minimize risks (written prescription)
The nature of a breach:
1. violation of subparagraph 2) of paragraph 11 of Rules No. 49\
2. 1) Failure of financial monitoring entities to take measures to properly verify clients (their representatives) and beneficial owners, part 4 of Article 214 of the Administrative Code; 2) Failure by financial monitoring entities to fulfill their obligations to refuse a client to establish business relations and conduct transactions with money, part 6 of Article 214 of the Administrative Code
3. Conducting an exchange transaction without appropriately reflecting its results in accounting, paragraph 4 of article 7 of the Law on Accounting and Financial Reporting
2. 1) Failure of financial monitoring entities to take measures to properly verify clients (their representatives) and beneficial owners, part 4 of Article 214 of the Administrative Code; 2) Failure by financial monitoring entities to fulfill their obligations to refuse a client to establish business relations and conduct transactions with money, part 6 of Article 214 of the Administrative Code
3. Conducting an exchange transaction without appropriately reflecting its results in accounting, paragraph 4 of article 7 of the Law on Accounting and Financial Reporting
Date of performance:
05.05.2025
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1.
2.
3. On compliance with accounting and financial reporting standards
2.
3. On compliance with accounting and financial reporting standards
Name of Regional Branch of National Bank of Kazakhstan / Department:
Западно-Казахстанский филиал (Уральск)
Authorized organization
08.04.2025
Sanctions and other administrative penalties
Fine imposed under administrative law
The nature of a breach:
Date of performance:
05.06.2025
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Алматинский городской филиал (Алматы)
Authorized organization
03.04.2025
Sanctions and other administrative penalties
Fine imposed under administrative law
The nature of a breach:
Date of performance:
12.05.2025
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning observance of requirements of the foreign exchange legislation
Name of Regional Branch of National Bank of Kazakhstan / Department:
Алматинский городской филиал (Алматы)
"Eurasian Bank", JSC
Second tier banks
03.04.2025
Sanctions and other administrative penalties
Warning
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 218
Пункт: 7
-
Type of Enactments
1. Rules of organization of exchange operations with cash foreign currency in the Republic of Kazakhstan, resolution of the Board of the National Bank of the Republic of Kazakhstan dated April 4, 2019 No. 49
Name of Regional Branch of National Bank of Kazakhstan / Department:
Шымкентский филиал (Шымкент)
Authorized organization
02.04.2025
Sanctions and other administrative penalties
Fine imposed under administrative law
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 214
Пункт: 1
- The Code of Administrative Offenses
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Шымкентский филиал (Шымкент)
Authorized organization
03.04.2025
Sanctions and other administrative penalties
Fine imposed under administrative law
The nature of a breach:
Date of performance:
03.05.2025
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Rules of organization of exchange operations with cash foreign currency in the Republic of Kazakhstan, resolution of the Board of the National Bank of the Republic of Kazakhstan dated April 4, 2019 No. 49
Name of Regional Branch of National Bank of Kazakhstan / Department:
Алматинский городской филиал (Алматы)
An organization engaged in microfinance activities
04.04.2025
Sanctions and other administrative penalties
Warning
The nature of a breach:
1. Violation of terms for presentation financial or other reporting by microfinance organizations by the regulatory legal acts of the National Bank of the Republic of Kazakhstan
Статья/пункты НПА, Статья КоАП:
1.
Статья: пункт 5 приложения 5 к Постановлению Правления НБРК от 28 ноября 2019 года № 224
-
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Алматинский городской филиал (Алматы)
An organization engaged in microfinance activities
04.04.2025
Sanctions and other administrative penalties
Warning
The nature of a breach:
1. Violation of terms for presentation financial or other reporting by microfinance organizations by the regulatory legal acts of the National Bank of the Republic of Kazakhstan
Статья/пункты НПА, Статья КоАП:
1.
Статья: пункт 5 приложения 5 к Постановлению Правления НБРК от 28 ноября 2019 года № 224
-
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Алматинский городской филиал (Алматы)
An organization engaged in microfinance activities
04.04.2025
Sanctions and other administrative penalties
Warning
The nature of a breach:
1. Violation of terms for presentation financial or other reporting by microfinance organizations by the regulatory legal acts of the National Bank of the Republic of Kazakhstan
Статья/пункты НПА, Статья КоАП:
1.
Статья: пункт 5 приложения 5 к Постановлению Правления НБРК от 28 ноября 2019 года № 224
-
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Алматинский городской филиал (Алматы)
