"Eurasian Bank", JSC
Second tier banks
05.09.2013
171
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
173100
The nature of a breach:
1. Official (Mashchyk R.A.) committed an administrative offense, expressed in the submission to the authorized body misreporting information
Date of performance:
05.09.2013
Статья/пункты НПА, Статья КоАП:
1.
Статья: 168-2
Пункт: 1
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Temirbank" JSC
Second tier banks
09.09.2013
67-1-1-06/6983
Limited enforcement action
Written prescription
The nature of a breach:
1. For providing an incomplete set of documents on request CPFSC
Date of performance:
16.09.2013
Статья/пункты НПА, Статья КоАП:
Note:
Implemented by letter from the bank №20-3/9651 of 16.09.2013
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Eurasian Bank", JSC
Second tier banks
09.09.2013
66-6-2-04/2145
Limited enforcement action
Commitment letter
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, written order was issued to the bank for violation of legal acts.
Date of performance:
20.09.2012
Статья/пункты НПА, Статья КоАП:
Note:
Implemented (letter №73-002/40
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Issuer
11.11.2013
66-4-3-20/5381г
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
01.02.2014
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Eurasian Bank", JSC
Second tier banks
09.09.2013
66-6-2-10/2144
Limited enforcement action
Written warning
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, commitment letter was requested from the bank for violation of legal acts.
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Issuer
11.11.2013
66-4-3-20/5381г
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
01.02.2014
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Issuer
11.11.2013
66-4-3-20/5381г
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
01.02.2014
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Altyn Bank” JSC (Sabsidiary Bank of China Citic Bank Corporation Limited) (renamed from “Altyn Bank” JSC (Sabsidiary Bank of JSC “Halyk Bank”))
Second tier banks
10.09.2013
160
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
173 100тг.
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 168-2
Пункт: 7
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
Issuer
11.11.2013
66-4-3-20/5381г
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
01.02.2014
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Issuer
11.11.2013
66-4-3-20/5381г
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
01.02.2014
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
