JSC SB "National Bank of Pakistan" in Kazakhstan
Second tier banks
14.08.2013
66-3-2-09/4127
Limited enforcement action
Commitment letter
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, сommitment letter was issued to the bank for violation of regulations.
Date of performance:
21.08.2013
Статья/пункты НПА, Статья КоАП:
Note:
Implemented (letter №kas/sb-13-1366 of 28.08.2013 (initially presented a letter №kas/sb-13-1304 of 20.08.2013)
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Citibank Kazakhstan", JSC
Second tier banks
15.08.2013
164
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
173100
The nature of a breach:
1. Official (Shkubarov M.G.) committed an administrative offense, expressed in the submission to the authorized body misreporting information
Date of performance:
15.08.2013
Статья/пункты НПА, Статья КоАП:
1.
Статья: 168-2
Пункт: 1
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Citibank Kazakhstan", JSC
Second tier banks
15.08.2013
163
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
173100
The nature of a breach:
1. Official (Shkubarov M.G.) committed an administrative offense, expressed in the providing data to the authorized body that does not contain the information as required under the banking law
Date of performance:
15.08.2013
Статья/пункты НПА, Статья КоАП:
1.
Статья: 168-2
Пункт: 1
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Altay Asset Management”, JSC
Issuer
08.11.2013
66-4-3-20/5109
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
08.12.2013
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Eurasian Bank", JSC
Second tier banks
15.08.2013
169
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
51930
The nature of a breach:
1. Official (Ermekbaev S.S.) committed an administrative offense, expressed in the non-fulfillment of its obligation to specify in its contracts, concluded with clients, of fee rate in its true, annual, effective, comparable calculation, as well as the dissemination of information on the quantities of interest on financial services, including its publication
Date of performance:
15.08.2013
Статья/пункты НПА, Статья КоАП:
1.
Статья: 168-2
Пункт: 11
- Of Administrative Violations Code of the Republic of Kazakhstan
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Issuer
08.11.2013
66-4-3-20/5331
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
26.11.2013
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Eurasian Bank", JSC
Second tier banks
15.08.2013
173
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
173100
The nature of a breach:
1. Official (Bichurina A.A.) committed an administrative offense, expressed in the submission to the authorized body misreporting information
Date of performance:
15.08.2013
Статья/пункты НПА, Статья КоАП:
1.
Статья: 168-2
Пункт: 1
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Issuer
08.11.2013
66-4-3-20/5330
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
26.11.2013
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Issuer
11.11.2013
66-4-3-20/5381г
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
01.02.2014
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Eurasian Bank", JSC
Second tier banks
15.08.2013
170
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
173100
The nature of a breach:
1. Official (Ermekbaev S.S.) committed an administrative offense, expressed in the banking operations in violation of banking legislation of the Republic of Kazakhstan
Date of performance:
15.08.2013
Статья/пункты НПА, Статья КоАП:
1.
Статья: 168-2
Пункт: 5
- Of Administrative Violations Code of the Republic of Kazakhstan
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
