Authorized organization
25.06.2025
Supervisory response
Measures to improve financial condition and / or minimize risks (written prescription)
The nature of a breach:
Date of performance:
17.07.2025
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Organization of exchange operations with cash foreign currency
Name of Regional Branch of National Bank of Kazakhstan / Department:
Алматинский городской филиал (Алматы)
"Central Securities Depository", JSC
Organizations engaged in certain types of banking оperations
20.06.2025
250000800000367
Sanctions and other administrative penalties
Warning
Punishment awarded:
warning
The nature of a breach:
1. Submission by the currency control agent of an incomplete and (or) unreliable report on the notification of currency transactions carried out, provided for by the regulatory legal act of the National Bank of the Republic of Kazakhstan
Статья/пункты НПА, Статья КоАП:
1.
Статья: 217
Пункт: 3
-
Type of Enactments
1. Concerning observance of requirements of the foreign exchange legislation
Name of Regional Branch of National Bank of Kazakhstan / Department:
Постоянное представительство Национального Банка Республики Казахстан в городе Алматы
«TREND exchange» JSC
Authorized organization
26.06.2025
257500800000615
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
589800
The nature of a breach:
Date of performance:
05.08.2025
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Rules of organization of exchange operations with cash foreign currency in the Republic of Kazakhstan, resolution of the Board of the National Bank of the Republic of Kazakhstan dated April 4, 2019 No. 49
Name of Regional Branch of National Bank of Kazakhstan / Department:
Алматинский городской филиал (Алматы)
Authorized organization
24.06.2025
Sanctions and other administrative penalties
Fine imposed under administrative law
The nature of a breach:
Date of performance:
05.07.2025
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Rules of organization of exchange operations with cash foreign currency in the Republic of Kazakhstan, resolution of the Board of the National Bank of the Republic of Kazakhstan dated April 4, 2019 No. 49
Name of Regional Branch of National Bank of Kazakhstan / Department:
Алматинский городской филиал (Алматы)
Authorized organization
20.06.2025
Sanctions and other administrative penalties
Fine imposed under administrative law
The nature of a breach:
Date of performance:
20.08.2025
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Rules of org-n of exchange operations with available foreign currency in RK №49 // the Resolution of Board of NB of RK № 178 dated 24.09.2014
Name of Regional Branch of National Bank of Kazakhstan / Department:
Алматинский городской филиал (Алматы)
Authorized organization
20.06.2025
Sanctions and other administrative penalties
Fine imposed under administrative law
The nature of a breach:
Date of performance:
20.07.2025
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Rules of org-n of exchange operations with available foreign currency in Republic of Kazakhstan №49 // The Law of the RK «On Accounting and Financial Reporting» // resolution Of the Board of the National Bank of Kazakhstan № 178 dated 24.09.2014
Name of Regional Branch of National Bank of Kazakhstan / Department:
Алматинский городской филиал (Алматы)
«Червонец» LLP
Authorized organization
03.07.2025
255900800000011
Sanctions and other administrative penalties
Warning
Punishment awarded:
Warning
The nature of a breach:
1. submission of false reports under Appendix 13
Статья/пункты НПА, Статья КоАП:
1.
Статья: 218
Пункт: 7
-
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Северо-Казахстанский филиал (Петропавловск)
"Freedom Finance”, JSC
Brokers-dealers, engaged in certain types of banking operations
17.06.2025
250000800000175, 250000800000176, 250000800000177, 250000800000178, 250000800000179, 250000800000180, 250000800000181, 250000800000182, 250000800000183, 250000800000184, 250000800000185, 250000800000186, 250000800000187, 250000800000188, 250000800000189, 250000800000190, 250000800000191, 250000800000192, 250000800000193, 250000800000194, 250000800000195.
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
fine
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 217
Пункт: 4
-
Type of Enactments
1. Concerning observance of requirements of the foreign exchange legislation
Name of Regional Branch of National Bank of Kazakhstan / Department:
Постоянное представительство Национального Банка Республики Казахстан в городе Алматы
"Freedom Finance”, JSC
Brokers-dealers, engaged in certain types of banking operations
17.06.2025
250000800000166, 250000800000172, 250000800000173, 250000800000174
Sanctions and other administrative penalties
Warning
Punishment awarded:
Warning
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 217
Пункт: 3
-
Type of Enactments
1. Concerning observance of requirements of the foreign exchange legislation
Name of Regional Branch of National Bank of Kazakhstan / Department:
Постоянное представительство Национального Банка Республики Казахстан в городе Алматы
"Bank Freedom Finance Kazakhstan" JSC
Second tier banks
17.06.2025
250000800000336
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
58 980
The nature of a breach:
1. repeated submission by a currency control agent of an incomplete and (or) unreliable report on notification of currency transactions carried out, provided for by a regulatory legal act of the National Bank of the Republic of Kazakhstan
Статья/пункты НПА, Статья КоАП:
1.
Статья: 217
Пункт: 4
-
Type of Enactments
1. Concerning observance of requirements of the foreign exchange legislation
Name of Regional Branch of National Bank of Kazakhstan / Department:
Постоянное представительство Национального Банка Республики Казахстан в городе Алматы
