"Greenwich Capital Management" JSC
Portofolio Manager
16.08.2011
664/118/945
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
24.08.2011
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"SO of Halyk Bank of Kazakhstan "Halyk Finance" JSC
Portofolio Manager
16.08.2011
664/118/943
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
24.08.2011
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"SkyBridge Invest", JSC
Portofolio Manager
16.08.2011
664/118/936
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
25.08.2011
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Prime Financial Solution”, JSC
Portofolio Manager
22.08.2011
664/118/996
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
31.08.2011
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Centras Securities", JSC
Portofolio Manager
01.09.2011
665/311/795
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
12.09.2011
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
“ATF Finance”, JSC subsidiary company of “ATF Bank”, JSC
Portofolio Manager
05.09.2011
664/118/1223
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
09.09.2011
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"ASYL-INVEST", JSC
Portofolio Manager
05.09.2011
664/118/1212
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
09.09.2011
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Verny Capital", JSC
Portofolio Manager
16.09.2011
664/118/1452
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
15.12.2011
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Centras Securities", JSC
Portofolio Manager
30.09.2011
665/311/1058
Limited enforcement action
Written agreement
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
Subsidiary of "Nurbank" JSC "MONEY EXPERTS", JSC
Portofolio Manager
28.10.2011
664/118/2086
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
09.11.2011
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
