"Subsidiary Bank "Alfa-Bank", JSC
Second tier banks
26.10.2010
04-01-08/1445/20612-и
Limited enforcement action
Written prescription
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, written order was issued to the bank following on-site inspection report.
Date of performance:
04.11.2010
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
«UIB Kazakhstan» Broker insurance company» LLP
Insurance brockers
07.08.2006
06-01-19/2338
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
22.08.2006
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
«SP Malakut» Insurance Broker», LLP
Insurance brockers
07.08.2006
06-01-19/2338
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
22.08.2006
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
Insurance Broker «Аon Kazakhstan», LLP
Insurance brockers
07.08.2006
06-01-19/2338
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
22.08.2006
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
«KAZINTERPOLICY Insurance Broker», LLP
Insurance brockers
26.02.2007
06-01-18/585
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
20.03.2007
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Marsh (Insurance Brokers)", LLP
Insurance brockers
26.02.2007
06-01-18/588
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
12.03.2007
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
«UIB Kazakhstan» Broker insurance company» LLP
Insurance brockers
20.04.2007
02-03-53/1022
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
26.04.2007
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
«UIB Kazakhstan» Broker insurance company» LLP
Insurance brockers
01.06.2007
131
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
54 600тг.
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 173
Пункт: 1
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Broker "Axiom", LLP
Insurance brockers
12.06.2007
130
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
21 840тг.
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 173
Пункт: 1
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
«UIB Kazakhstan» Broker insurance company» LLP
Insurance brockers
10.07.2007
06-01-18/2011
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
24.07.2007
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
