Measures being imposed

314560

1. Violation by an authorized organization of the licensing standards established by the legislation of the Republic of Kazakhstan, including non-compliance with the qualification requirements imposed on licensed types of activities

1. Статья: 464 Пункт: 1 -

1. Rules of organization of exchange operations with cash foreign currency in the Republic of Kazakhstan, resolution of the Board of the National Bank of the Republic of Kazakhstan dated April 4, 2019 No. 49

Павлодарский филиал (Павлодар)

warning

1. Submission by an authorized organization of an incomplete and (or) unreliable report on the activities of organizing exchange operations with foreign currency in cash, provided for by the regulatory legal act of the National Bank of the Republic of Kazakhstan Appendix No. 14

1. Статья: 218 Пункт: 7 -

1.

Северо-Казахстанский филиал (Петропавловск)

1 356 540 tenge

1. Submission by a currency control agent of an incomplete and (or) unreliable report on notification of currency transactions carried out, provided for by a regulatory legal act of the National Bank of the Republic of Kazakhstan, repeated within a year after the imposition of an administrative penalty

1. Статья: 217 Пункт: 4 -

1. Concerning observance of requirements of the foreign exchange legislation

Постоянное представительство Национального Банка Республики Казахстан в городе Алматы

Warning

1. Submission by the currency control agent of an incomplete and (or) unreliable report on the notification of currency transactions carried out, provided for by the regulatory legal act of the National Bank of the Republic of Kazakhstan

1. Статья: 217 Пункт: 3 -

1. Concerning observance of requirements of the foreign exchange legislation

Постоянное представительство Национального Банка Республики Казахстан в городе Алматы

Warning

1. Violation of the procedure for the purchase and (or) sale of non-cash foreign currency on the domestic foreign exchange market of the Republic of Kazakhstan, established by the regulatory legal act of the National Bank of the Republic of Kazakhstan

1. Статья: 252 Пункт: 1-1 -

1. Concerning observance of requirements of the foreign exchange legislation

Постоянное представительство Национального Банка Республики Казахстан в городе Алматы

56 311 756,43 tenge

1. Violation of the procedure for the purchase and (or) sale of non-cash foreign currency on the domestic foreign exchange market of the Republic of Kazakhstan, established by the regulatory legal act of the National Bank of the Republic of Kazakhstan, committed repeatedly within a year after the imposition of an administrative penalty

1. Статья: 252 Пункт: 2 -

1. Concerning observance of requirements of the foreign exchange legislation

Постоянное представительство Национального Банка Республики Казахстан в городе Алматы

Warning

1. Статья: 217 Пункт: 3 -

1. Concerning observance of requirements of the foreign exchange legislation

Постоянное представительство Национального Банка Республики Казахстан в городе Алматы

1. Статья: 218 Пункт: 5 - The Code of Administrative Offenses

1. Rules of organization of exchange operations with cash foreign currency in the Republic of Kazakhstan, resolution of the Board of the National Bank of the Republic of Kazakhstan dated April 4, 2019 No. 49

Туркестанский филиал (Туркестан)

3 932 000

1. 1. Failure of financial monitoring entities to take measures for proper verification of clients (their representatives) and beneficial owners, part 4 of Article 214 of the Administrative Code. 2. Failure by financial monitoring entities to fulfill their obligations to refuse to establish business relations and conduct transactions with money, part 6 of Article 214 of the Administrative Code. 3. Failure or late provision by financial monitoring entities of information on transactions with money and (or) other property subject to financial monitoring, provided for in paragraph 1 of Article 4 of the Law of the Republic of Kazakhstan "On Countering the Legalization (Laundering) of Proceeds from Crime and the Financing of Terrorism", part 8 of Article 214 of the Administrative Code

1. Law of the Republic of Kazakhstan dated 28.08.2009 “On Counteracting Legalization (Laundering) of Proceeds from Crime and Financing of Terrorism”, Rules for the organization of exchange operations with foreign currency in cash in the Republic of Kazakhsta

Акмолинский филиал (Кокшетау)

1.

Центральный аппарат