"Life Insurance Company "Nomad Life", JSC (renamed from "Astana-Finance" Life Insurance Company", JSC)
Insurance organizations
28.12.2015
37-3-06/1780
Limited enforcement action
Commitment letter
The nature of a breach:
1. For the infringement of requirements of the second part of the point 7 of article 33 of the Law of the Republic Kazakhstan «On insurance activity»
Date of performance:
14.01.2016
Статья/пункты НПА, Статья КоАП:
Note:
Wasn't implemented, written warning 27.01.2016 №37-3-07/90 was applied
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
Insurance Company "Jýsan Garant" JSC (renamed from - Subsidiary "Tsesnabank" JSC Insurance Company "Tsesna Garant" JSC)
Insurance organizations
31.12.2015
37-4-05/1807
Limited enforcement action
Commitment letter
The nature of a breach:
1. Representation of inadequate report
Date of performance:
18.01.2016
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
«KazakhExport» Export insurance company, JSC
Insurance organizations
31.12.2015
37-4-05/1805
Limited enforcement action
Commitment letter
The nature of a breach:
1. For the revealed violations in calculation of insurance reserves
Date of performance:
18.01.2016
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
JSC "First Heartland Bank" (renamed from JSC "Bank ExpoCredit")
Second tier banks
23.07.2010
02-04-32/1099/13997-И
Limited enforcement action
Commitment letter
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, commitment letter was requested from the bank for non-provision of reports within required deadline and guarantee of elimination of such violations in fixed terms.
Date of performance:
30.07.2010
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
AB "KAZAKHSTAN-ZIRAAT INTERNATIONAL BANK" JSC
Second tier banks
26.07.2010
190
Limited enforcement action
Commitment letter
The nature of a breach:
1. administrative sanction was applied due to non-fulfillment by the Bank of its obligation imposed to it by the restricted impact measure
Статья/пункты НПА, Статья КоАП:
1.
Статья: 168-2
Пункт: 2
- Of Administrative Violations Code of the Republic of Kazakhstan
Note:
N/A
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Nurbank", JSC
Second tier banks
26.07.2010
17/4286
Limited enforcement action
Commitment letter
The nature of a breach:
1. Сommitment letter was provided by the bank recognizing the facts of violation ratio of the maximum risk exposure for a single borrower.
Статья/пункты НПА, Статья КоАП:
Note:
N/A
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
JSC SB "National Bank of Pakistan" in Kazakhstan
Second tier banks
27.07.2010
04-01-14/956/14238-И
Limited enforcement action
Commitment letter
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, commitment letter was requested from the bank for violation of the domestic assets coefficient.
Date of performance:
30.07.2010
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
АО "ABC Bank"
Second tier banks
29.07.2010
04-01-14/975/14511-И
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
09.08.2010
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
«ForteBank», JSC
Second tier banks
29.07.2010
04-01-14/975/14511-И
Limited enforcement action
Commitment letter
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, commitment letter was requested from the bank recognizing the facts of violation of the domestic assets coefficient and guarantee of elimination of such violations in fixed terms.
Date of performance:
09.08.2010
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Al-Hilal" Islamic Bank" Joint Stock Company
Second tier banks
29.07.2010
04-01-08/974/14510-И
Limited enforcement action
Commitment letter
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, commitment letter was requested from the bank recognizing the facts of violation of the domestic assets coefficient and guarantee of elimination of such violations in fixed terms.
Date of performance:
09.08.2010
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
