“Investment management of Pension assets organization “Zhetysu”, JSC
Organizations engaged in pension assets investment management
30.07.2010
05-01-19/1340/14585-И
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
06.09.2010
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Investment management of Pension assets organization “Zhetysu”, JSC
Organizations engaged in pension assets investment management
03.09.2010
05-01-18/1533/16994-И
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
14.09.2010
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Investment management of Pension assets organization “Zhetysu”, JSC
Organizations engaged in pension assets investment management
03.09.2010
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
14.09.2010
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "Centras Insurance", JSC
Insurance organizations
28.02.2014
140000943000033
Sanctions and other administrative penalties
Not specified
Punishment awarded:
92600
The nature of a breach:
Date of performance:
28.02.2014
Статья/пункты НПА, Статья КоАП:
1.
Статья: 173
Пункт: 11
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Life Insurance Company "Standard Life" JSC (renamed "Life Insurance Company "Grandes" JSC)
Insurance organizations
05.03.2014
66-5-2-07/768
Limited enforcement action
Written prescription
The nature of a breach:
1. For the submission of incomplete data in the register of insurance agents
Date of performance:
19.03.2014
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Life Insurance Company "Nomad Life", JSC (renamed from "Astana-Finance" Life Insurance Company", JSC)
Insurance organizations
11.03.2014
66-5-2-07/822
Limited enforcement action
Commitment letter
The nature of a breach:
1. For the violations in the calculation of insurance reserves
Date of performance:
21.03.2014
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Investment management of Pension assets organization “Zhetysu”, JSC
Organizations engaged in pension assets investment management
07.09.2010
05-01-18/1554/17211-И
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
17.09.2010
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Oil Insurance Company", JSC
Insurance organizations
12.03.2014
66-5-1-16/833
Limited enforcement action
Commitment letter
The nature of a breach:
1. Misleading information was submitted to the authorized agency
Date of performance:
27.03.2014
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Investment management of Pension assets organization “Zhetysu”, JSC
Organizations engaged in pension assets investment management
27.09.2010
05-01-19/1704/18579-И
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
07.10.2010
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "NOMAD Insurance" , JSC
Insurance organizations
12.03.2014
66-5-1-16/830
Limited enforcement action
Commitment letter
The nature of a breach:
1. For the violation of adequacy ratio of high liquid assets
Date of performance:
30.04.2014
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
