"Central Securities Depository", JSC
Organizations engaged in certain types of banking оperations
28.12.2011
92
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
151 200тг.
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 197-1
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Central Securities Depository", JSC
Organizations engaged in certain types of banking оperations
28.12.2011
91
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
75 600тг.
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 197-1
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Central Securities Depository", JSC
Organizations engaged in certain types of banking оperations
13.02.2012
665/304/293
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
27.02.2012
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Kazakhstan Stock Exchange”, JSC
Organizations engaged in certain types of banking оperations
29.03.2012
26
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
80 900тг.
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 193
Пункт: 1
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Kazakhstan Stock Exchange”, JSC
Organizations engaged in certain types of banking оperations
29.03.2012
24
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
80 900тг.
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 197-1
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Central Securities Depository", JSC
Organizations engaged in certain types of banking оperations
23.01.2013
664/120/448
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
20.02.2013
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Kazakhstan Stock Exchange”, JSC
Organizations engaged in certain types of banking оperations
19.03.2013
48
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
346 200тг.
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 193
Пункт: 1
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Kazakhstan Stock Exchange”, JSC
Organizations engaged in certain types of banking оperations
20.03.2013
49
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
346 200тг.
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 193
Пункт: 1
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Central Securities Depository", JSC
Organizations engaged in certain types of banking оperations
25.10.2013
252
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
519 300тг.
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 196
Пункт: 1
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Central Securities Depository", JSC
Organizations engaged in certain types of banking оperations
10.06.2014
38-3-10/74
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
25.06.2014
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
