“Investment management of Pension assets organization “Grantum Asset management” (subsidiary company of Kazcommertsbank”, JSC)
Organizations engaged in pension assets investment management
04.06.2006
05-01-17/1839
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
05.06.2006
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Bank Kassa Nova" JSC (Sabsidiary Bank of JSC "ForteBank")
Second tier banks
04.03.2010
04-01-08/269/3970
Limited enforcement action
Commitment letter
The nature of a breach:
1. Сommitment letter was provided by the bank recognizing the facts of violation ratio of the maximum risk exposure for a single borrower (k3) and guarantee of elimination of such violation.
Статья/пункты НПА, Статья КоАП:
Note:
N/A
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Investment management of Pension assets organization “Zhetysu”, JSC
Organizations engaged in pension assets investment management
11.08.2006
05-01-16/7072
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
12.08.2006
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
Investment management of Pension assets organization “Nur Trust” , JSC(renamed from “Nur Bank”, JSC)
Organizations engaged in pension assets investment management
04.01.2007
150
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
436 800тг.
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 195
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
АО "ABC Bank"
Second tier banks
09.03.2010
04-01-08/284/4191
Limited enforcement action
Written warning
The nature of a breach:
Date of performance:
31.03.2010
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
«ForteBank», JSC
Second tier banks
09.03.2010
04-01-08/284/4191
Limited enforcement action
Written warning
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, written notification was issued to the bank about matching minimal capital requirements established by Resolution of the Board # 140 dated 02.09.2008.
Date of performance:
31.03.2010
Статья/пункты НПА, Статья КоАП:
Note:
Implemented (letter №4318-1/202 of 25.03.2010)
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
APF “Capital” subsidiary company of “BankCenterCredit”, JSC
Organizations engaged in pension assets investment management
02.05.2007
91
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
32 760тг.
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 88
Пункт: 1
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
Investment management of Pension assets organization “Nur Trust” , JSC(renamed from “Nur Bank”, JSC)
Organizations engaged in pension assets investment management
06.06.2007
138
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
491 400тг.
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 195
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Halyk Bank of Kazakhstan", JSC
Second tier banks
09.03.2010
04-01-08/286/4193-и
Limited enforcement action
Written prescription
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, written order was issued to the bank for execution of Bostandyk district Court #2 in Almaty city Ruling #1-427/09.
Date of performance:
19.03.2010
Статья/пункты НПА, Статья КоАП:
Note:
Implemented (letter №14-2888 of 19.03.2010)
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Investment management of Pension assets organization “Nur Trust” , JSC(renamed from “Nur Bank”, JSC)
Organizations engaged in pension assets investment management
06.06.2007
136
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
491 400тг.
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 195
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
