"Subsidiary of Halyk Bank of Kazakhstan "Halyk" Insurance Company", JSC (renamed from “Halyk – Kazakhinstrakh” Subsidiary Insurance Company of the Halyk Bank Kazakhstan», JSC)
Insurance organizations
27.11.2014
140000803001045
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
185200 тг.
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 175
Пункт: 4
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Subsidiary of Halyk Bank of Kazakhstan "Halyk" Insurance Company", JSC (renamed from “Halyk – Kazakhinstrakh” Subsidiary Insurance Company of the Halyk Bank Kazakhstan», JSC)
Insurance organizations
27.11.2014
140000803001039-140000803001044
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
2 222 400 тг.
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 175
Пункт: 4
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Kazkommertsbank", JSC
Second tier banks
19.07.2010
08-01-06/3171/13768-И
Limited enforcement action
Written prescription
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, written order was issued to the bank for non-provision of requested documents in fixed terms.
Date of performance:
23.07.2010
Статья/пункты НПА, Статья КоАП:
Note:
Implemented (letter № 12159 of 21.07.2010)
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "Amanat", JSC
Insurance organizations
28.11.2014
38-4-04/2572
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
30.12.2014
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
JSC SB "National Bank of Pakistan" in Kazakhstan
Second tier banks
19.07.2010
04-01-14/623/13649-и
Limited enforcement action
Written agreement
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, the Agency and the Bank concluded a written agreement about meeting minimal capital established by subpoint 2) paragraph 3 of Resolution of the Agency's Board # 140 dated 02.09.2008.
Date of performance:
30.09.2010
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "Amanat", JSC
Insurance organizations
28.11.2014
38-4-04/2573
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
30.12.2014
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Nurbank", JSC
Second tier banks
19.07.2010
106
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
219235
The nature of a breach:
1. administrative sanction was applied due to a maintenance of accounting records in violation with the requirements, prescribed by the legislation of the Republic of Kazakhstan on business and financial accounting
Date of performance:
19.07.2010
Статья/пункты НПА, Статья КоАП:
1.
Статья: 168-2
Пункт: 8
- Of Administrative Violations Code of the Republic of Kazakhstan
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
«ForteBank», JSC
Second tier banks
20.07.2010
04-01-14/935/13767-и
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
23.07.2010
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Bank CenterCredit", JSC
Second tier banks
20.07.2010
04-01-08/13818
Limited enforcement action
Written warning
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, written notification was issued to the bank due to incorrect reports provision.
Статья/пункты НПА, Статья КоАП:
Note:
N/A
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Alliance Bank", JSC
Second tier banks
20.07.2010
04-01-14/935/13767-и
Limited enforcement action
Commitment letter
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, commitment letter was requested from the bank recognizing the facts of violation of prudential requirements - open currency position limits and guarantee of elimination of such violations in fixed terms.
Date of performance:
23.07.2010
Статья/пункты НПА, Статья КоАП:
Note:
Implemented (letter № 07-2/8619 of 22.07.2010)
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
